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Form Serial Number: |
DA20190123E00462
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| 1.
Date of relevant event: |
20/01/2019
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00686 |
| 4.
Name of listed corporation: |
熊猫绿色能源集团有限公司 |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
9,529,811,467 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Li |
| (Other names) |
Alan |
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|
|
| 10.
Name of director (Chinese): |
李原 |
| 11.
Chinese Character Code as printed on HKID Card: |
26210626 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1112 | The number of shares in which you are interested has increased because:
you became a member of a concert party group or a member of the concert party group acquired more of the shares |
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| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
|
1,351,992,566 |
HKD |
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|
0.3000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 2,579,242,037 | 27.06 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 3,931,234,603 | 40.31 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
| | Long position | 3,152,817,003 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 08/01/2016 | 07/01/2020 | HKD | 0 | HKD | 1.000 | | | 1,800,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 08/01/2017 | 07/01/2020 | HKD | 0 | HKD | 1.000 | | | 1,800,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 08/01/2018 | 07/01/2020 | HKD | 0 | HKD | 1.000 | | | 2,400,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/01/2018 | 27/01/2021 | HKD | 0 | HKD | 0.564 | | | 900,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/01/2019 | 27/01/2021 | HKD | 0 | HKD | 0.564 | | | 1,200,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 16/06/2018 | 15/06/2022 | HKD | 0 | HKD | 1.076 | | | 24,000,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 16/06/2019 | 15/06/2022 | HKD | 0 | HKD | 1.076 | | | 24,000,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 16/06/2020 | 15/06/2022 | HKD | 0 | HKD | 1.076 | | | 32,000,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 20/03/2017 | 20/03/2020 | HKD | 0.001 | HKD | 0.646 | | | 362,948,274 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Pairing Venture Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (英屬處女群島) | Alan Li | 100.00 | Y | |
| Pairing Venture Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (英屬處女群島) | Alan Li | 100.00 | N | |
| Magicgrand Group Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (英屬處女群島) | Pairing Venture Limited | 61.17 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| China Merchants New Energy Group Limited 招商新能源集团有限公司 | Addresses of individuals are not displayed. | 579,944,250 |
| China Green Holdings Limited 中国绿色控股有限公司 | Addresses of individuals are not displayed. | 2,205,621 |
| New Energy Exchange Limited 新能源交易所有限公司 | Addresses of individuals are not displayed. | 458,477,449 |
| Snow Hill Developments Limited | Addresses of individuals are not displayed. | 702,845,369 |
| Sino Arena Investments Limited | Addresses of individuals are not displayed. | 57,351,748 |
| 深圳国调招商并购股权投资基金合伙企业(有限合伙) | Addresses of individuals are not displayed. | 1,216,793,309 |
| 深圳市国协一期股权投资基金合伙企业(有限合伙) | Addresses of individuals are not displayed. | 135,199,257 |
| Total number of shares in which a director is interested under sections 317 and 318 | 3,152,817,003 |
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| 34.
Supplementary information: |
招商新能源集团有限公司的联系人深圳国调招商并购股权投资基金合伙企业(有限合伙)及深圳市国协一期股权投资基金合伙企业(有限合伙)分别与上市法团订立了有条件购股协议，分别有条件同意认购上市法团发配之1,216,793,309及135,199,257股。因此大股东持有的上市法团的权益增加了。
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
23/01/2019
(dd/mm/yyyy)
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