FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20181231E00354
1.
Date of relevant event
:
24/12/2018
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01672
4.
Name of listed corporation
:
Ascletis Pharma Inc. - B
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
1,120,685,000
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
FU
(
Other names
)
WEI
10.
Name of director (Chinese)
:
傅唯
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1706
Miscellaneous
Notice filed because you ceased to be a director or chief executive of the listed corporation
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
138,721,095
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
138,721,095
12.38
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
138,721,095
12.38
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
138,721,095
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
TF Capital II, Ltd.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
FU WEI
47.83
N
Long position
138,721,095
C-Bridge Capital GP, Ltd
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
TF Capital II, Ltd.
38.34
N
Long position
138,721,095
C-Bridge Healthcare Fund GP, L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
C-Bridge Capital GP, Ltd
100.00
N
Long position
72,289,583
C-Bridge Healthcare Fund, L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
C-Bridge Healthcare Fund GP, L.P.
100.00
N
Long position
72,289,583
CBC Investment Seven Limited
3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands, VG1110
C-Bridge Healthcare Fund, L.P.
100.00
N
Long position
72,289,583
CBC Investment Fifteen Limited
Room 902, China Chem Tower, 9/F, 34-37 Connaught Road Central, Hong Kong
CBC Investment Seven Limited
100.00
Y
Long position
72,289,583
C-Bridge Healthcare Fund GP II, L. P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
C-Bridge Capital GP, Ltd
100.00
N
Long position
66,431,512
C-Bridge Healthcare Fund II, L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
C-Bridge Healthcare Fund GP II, L. P.
100.00
N
Long position
66,431,512
CBC Investment Eleven Limited
3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands, VG1110
C-Bridge Healthcare Fund II, L.P.
100.00
N
Long position
66,431,512
CBC Investment Ascletis Limited
3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands, VG1110
CBC Investment Eleven Limited
100.00
N
Long position
66,431,512
CBC Investment Twelve Limited
Room 902, China Chem Tower, 9/F, 34-37 Connaught Road Central, Hong Kong
CBC Investment Ascletis Limited
100.00
Y
Long position
66,431,512
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
31/12/2018
(dd/mm/yyyy)