FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20181231E00035
1. Date of relevant event: 19/12/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01675
4. Name of listed corporation: AsiaInfo Technologies Limited 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 713,776,184
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) GAO
(Other names) Nianshu
10. Name of director (Chinese): 高念書 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1701Miscellaneous
On listing of the corporation or a class of shares of the listed corporation
 
 
 
         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
   
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position8,943,2161.25
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2305Beneficiary of a trust (other than a discretionary interest)
Long position8,943,216
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
11/07/201811/07/2028USD0USD1.923  400,000
Long position
4105Unlisted derivatives - Physically settled
01/07/201911/07/2028USD0USD1.923  200,000
Long position
4105Unlisted derivatives - Physically settled
01/07/202011/07/2028USD0USD1.923  200,000
Long position
4105Unlisted derivatives - Physically settled
18/01/201901/08/2028USD0USD1.273  1,499,328
Long position
4105Unlisted derivatives - Physically settled
18/01/202001/08/2028USD0USD1.273  599,728
Long position
4105Unlisted derivatives - Physically settled
18/01/202101/08/2028USD0USD1.273  899,600
Long position
4105Unlisted derivatives - Physically settled
 18/01/2019USD0USD0.000  777,984
Long position
4105Unlisted derivatives - Physically settled
 01/07/2019USD0USD0.000  130,000
Long position
4105Unlisted derivatives - Physically settled
 01/07/2020USD0USD0.000  130,000
Long position
4105Unlisted derivatives - Physically settled
 18/01/2020USD0USD0.000  311,192
Long position
4105Unlisted derivatives - Physically settled
 18/01/2021USD0USD0.000  466,792
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
   
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Asiainfo Technologies Trust IIAddresses of individuals are not displayed.
5102Beneficiary of a trust (other than a discretionary interest)
Long position8,943,216
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Mr. Gao's interests comprise of (i) 3,328,592 Shares; (ii) 1,815,968 underlying Shares in respect of the outstanding RSAs granted to Mr. Gao under the Pre-IPO RSA Scheme; and (iii) 3,798,656 underlying Shares in respect of the outstanding share options granted to Mr. Gao under the Pre-IPO Share Option Scheme. All of the above interests were held by Asiainfo Technologies Trust II on trust for Mr. Gao, who is one of the beneficiaries of Asiainfo Technologies Trust II.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 31/12/2018
(dd/mm/yyyy)