FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20181228E00200
1. Date of relevant event: 21/12/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00951
4. Name of listed corporation: Chaowei Power Holdings Limited 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 1,107,911,979
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Zhou
(Other names) Mingming
10. Name of director (Chinese): 周明明 
11. Chinese Character Code as printed on HKID Card: 071924942494
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
11031The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares
 
 
2501Other (you must describe the capacity in the Supplementary Information box)
 		 700,000  HKD       
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position413,834,50037.35
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position414,534,50037.42
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position960,000
2201Interest of corporation controlled by you
Long position301,087,500
2202Interest of your spouse
Long position112,487,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
04/04/201803/04/2026HKD1HKD4.332  50,000
Long position
4105Unlisted derivatives - Physically settled
04/04/201903/04/2026HKD1HKD4.332  100,000
Long position
4105Unlisted derivatives - Physically settled
04/04/202003/04/2026HKD1HKD4.332  350,000
Long position
4105Unlisted derivatives - Physically settled
21/12/201820/12/2026HKD1HKD3.114  35,000
Long position
4105Unlisted derivatives - Physically settled
21/12/201920/12/2026HKD1HKD3.114  70,000
Long position
4105Unlisted derivatives - Physically settled
21/12/202020/12/2026HKD1HKD3.114  245,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
SpouseFang Jianjun
Long position112,487,000
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Great State Investments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsZhou Mingming100.00Y
Long position242,145,000
Jolly Pride (PTC) LimitedCommerce House, Wickhams Cay 1, P.O. Box 3140, Road Town, Tortola, British Virgin Islands, VG1110Zhou Mingming100.00Y
Long position58,942,500
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Boxes 24: Code 2501 - 350,000 share options were granted to Mr. Zhou Mingming and his spouse, Ms. Fang Jianjun by the Company on 21 December 2018, respectively (for details, please refer to the announcement of the Company issued on 21 December 2018)
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 3A: 28/12/2018
(dd/mm/yyyy)