FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20181214E00051
1. Date of relevant event: 11/12/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00281
4. Name of listed corporation: Rivera (Holdings) Limited 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 2,608,546,511
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) HSU
(Other names) FENG
10. Name of director (Chinese): 徐楓 
11. Chinese Character Code as printed on HKID Card: 17762800
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1213The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
 
1,000,000  HKD       
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,147,450,18582.32
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,146,450,18582.28
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position317,178,162
2201Interest of corporation controlled by you
Long position1,829,272,023
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Step Famous Investment Limited 進譽投資有限公司Rooms 1507-12, 15/F., Wing On Centre, 111 Connaught Road Central, Hong Kong and Hong KongHsu Feng 徐楓66.00Y
Long position1,829,272,023
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: As Step Famous, the controlled corporation, acquired on-market 1,000,000 ordinary shares of the Company, its obligation under the voluntary conditional general cash offer to acquire all issued shares of the Company (other than those already owned by or to be acquired by Step Famous and parties acting in concert with it) (the "Offer"), to acquire up to 1,827,732,023 ordinary shares (subject to satisfaction of conditions of the Offer), will be reduced by the same number of shares as it so acquired
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 3A: 14/12/2018
(dd/mm/yyyy)