|
Form Serial Number: |
DA20181210E00357
|
1.
Date of relevant event: |
27/11/2018 (dd/mm/yyyy)
|
2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
3.
Stock code: |
01761 |
4.
Name of listed corporation: |
BabyTree Group |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,668,817,609 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Wang |
(Other names) |
Huainan |
|
|
|
10.
Name of director (Chinese): |
王懷南 |
11.
Chinese Character Code as printed on HKID Card: |
|
|
24.
Details of relevant event: |
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
Long position |
1701 | Miscellaneous On listing of the corporation or a class of shares of the listed corporation | |
|
2501 | Other (you must describe the capacity in the Supplementary Information box) | |
497,708,933 |
|
|
|
|
|
Short position |
1313 | There has been a change in nature of your interest in the shares because: you have lent the shares under a securities borrowing and lending agreement | |
|
2201 | Interest of corporation controlled by you | |
37,548,000 |
|
|
|
|
|
|
|
25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
| | |
|
|
26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 497,708,933 | 29.82 |
Short position | 37,548,000 | 2.25 |
|
|
27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 370,096,250 | Short position | 37,548,000 |
|
2501 | Other (you must describe the capacity in the Supplementary Information box) |
| |
|
|
28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | |
|
|
29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
|
30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Golden Leaf Holdings Limited | Trinity Chambers, PO Box 4301, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Wang Huianan | 100.00 | N | Long position | 370,096,250 | Short position | 37,548,000 |
|
Golden Leaf Cayman Holdings Limited | Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | Golden Leaf Holdings Limited | 100.00 | N | Long position | 370,096,250 | Short position | 37,548,000 |
|
Wang Family Limited Partnership | Fourth Floor, One Capital Place, P.O. Box 847, Grand Cayman, KY1-1103, Cayman Islands (Cayman Islands) | Golden Leaf Cayman Holdings Limited | 0.01 | Y | Long position | 370,096,250 | Short position | 37,548,000 |
|
Wang Family Limited Partnership | Fourth Floor, One Capital Place, P.O. Box 847, Grand Cayman, KY1-1103, Cayman Islands (Cayman Islands) | Wang Huainan (as trustee of Allen Wang Grantor Retained Annuity Trust) | 39.99 | Y | Long position | 370,096,250 | Short position | 37,548,000 |
|
|
|
31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
| | |
|
|
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
Allen Wang Grantor Retained Annuity Trust | Addresses of individuals are not displayed. | | Long position | 370,096,250 | Short position | 37,548,000 |
|
|
|
33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
| | |
Total number of shares in which a director is interested under sections 317 and 318 | |
|
|
34.
Supplementary information: |
For boxes 24, 27 and 30 , the short position is held by Wang Family Limited Partnership who was under an obligation to lend 37,548,000 shares pursuant to the stock borrowing agreement dated November 23, 2018. For boxes 24 and 27, Wang Huainan was granted voting proxies over the ordinary shares of the listed corporation pursuant to voting agreements dated September 10, 2018, which amounts to 127,612,683 shares in the listed corporation.
|
35.
Log/Serial Number of the previous form: |
|
36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
Date of filing this Form 3A: |
10/12/2018 (dd/mm/yyyy)
|
|