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Form Serial Number: |
DA20181116E00191
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| 1.
Date of relevant event: |
13/11/2018
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
13/11/2018
(dd/mm/yyyy)
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| 3.
Stock code: |
01835 |
| 4.
Name of listed corporation: |
Shanghai Realway Capital Assets Management Co., Ltd. - H Shs |
| 5.
Class of shares: |
Domestic Shares |
| 6.
Number of issued shares in class: |
115,000,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Zhu |
| (Other names) |
Ping |
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| 10.
Name of director (Chinese): |
朱平 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
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| 2201 | Interest of corporation controlled by you |
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115,000,000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 115,000,000 | 100.00 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 115,000,000 | | Short position | 0 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Shanghai Shengxuan Investments Advisory Company Limited* (上海盛軒投資諮詢有限公司) | 上海市金山区廊下镇大街112弄78号376室；上海市金山区市场监督管理局 | Mr. Zhu Ping | 100.00 | Y | | Long position | 115,000,000 | | Short position | 0 |
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| Shanghai Weimian Investments Partnership (Limited Partnership)* (上海威冕投資合夥企業(有限合夥)) | 上海市金山区朱泾镇金龙新街528弄7115号409室C座；上海市金山区市场监督管理局 | Shanghai Shengxuan Investments Advisory Company Limited* (上海盛軒投資諮詢有限公司) | 100.00 | N | | Long position | 79,012,675 | | Short position | 0 |
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| Shanghai Weihui Investments Partnership (Limited Partnership)* (上海威滙投資合夥企業(有限合夥) | 上海市金山区朱泾镇金龙新街528弄7115号409室E座；上海市金山区市场监督管理局 | Shanghai Shengxuan Investments Advisory Company Limited* (上海盛軒投資諮詢有限公司) | 100.00 | N | | Long position | 13,875,000 | | Short position | 0 |
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| Shanghai Weiye Investments Partnership (Limited Partnership)* (上海威燁投資合夥企業(有限合夥) | 上海市金山区朱泾镇金龙新街528弄7115号409室D座；上海市金山区市场监督管理局 | Shanghai Shengxuan Investments Advisory Company Limited* (上海盛軒投資諮詢有限公司) | 100.00 | N | | Long position | 15,000,000 | | Short position | 0 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Shanghai Shengxuan Investments Advisory Company Limited, wholly owned by Mr. Zhu Ping, is the general partner of, and is therefore deemed to be interested in, all the domestic shares held by each of Shanghai Weimian Investments Partnership (Limited Partnership), Shanghai Weihui Investments Partnership (Limited Partnership), Shanghai Weiye Investments Partnership (Limited Partnership) and Shanghai Zunwei Industrial Development Co. Limited.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
16/11/2018
(dd/mm/yyyy)
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