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Form Serial Number: |
DA20181107E00291
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| 1.
Date of relevant event: |
02/11/2018
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00173 |
| 4.
Name of listed corporation: |
K. Wah International Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
3,124,854,615 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
LUI |
| (Other names) |
Che Woo |
|
|
|
| 10.
Name of director (Chinese): |
呂志和 |
| 11.
Chinese Character Code as printed on HKID Card: |
071218070735 |
| |
| 24.
Details of relevant event: |
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|
Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1101 | The number of shares in which you are interested has increased because:
you purchased the shares |
|
|
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
|
1,722,000 |
HKD |
3.6900 |
3.6721 |
|
|
| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,974,120,043 | 63.17 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,975,842,043 | 63.23 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2202 | Interest of your spouse |
| |
| 2201 | Interest of corporation controlled by you |
| |
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 1,633,474,769 |
|
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 21/01/2014 | 20/01/2019 | HKD | 1 | HKD | 4.610 | | | 2,630,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 30/09/2015 | 29/09/2020 | HKD | 1 | HKD | 4.500 | | | 2,700,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 21/01/2017 | 20/01/2022 | HKD | 1 | HKD | 2.796 | | | 2,800,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 17/07/2018 | 16/07/2023 | HKD | 1 | HKD | 4.760 | | | 2,900,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 18/07/2019 | 17/07/2024 | HKD | 1 | HKD | 4.520 | | | 3,000,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Lui Chiu Kam Ping | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Fairwind Investment Limited | 80 Broad Street, Monrovia, Liberia (Liberia) | Lui Che Woo | 100.00 | N | |
| Po Kay Securities & Shares Company Limited | 14th Floor, Grand Building, 15-18 Connaught Road, Central, Hong Kong (Hong Kong) | Fairwind Investment Limited | 100.00 | Y | |
| LUI Che Woo Prize Limited (a charitable organization) | Room 1801, K. Wah Centre, 191 Java Road, North Point, Hong Kong (Hong Kong) | Lui Che Woo | 100.00 | Y | |
| Lui Che Woo Foundation Limited (a charitable organization) | 29/F, K. Wah Centre, 191 Java Road, North Point, Hong Kong (Hong Kong) | Lui Che Woo | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| N/A | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 1,633,474,769 |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
07/11/2018
(dd/mm/yyyy)
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