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Form Serial Number: |
DA20181019E00369
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| 1.
Date of relevant event: |
16/10/2018
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
03360 |
| 4.
Name of listed corporation: |
Far East Horizon Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
3,953,334,034 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Liu |
| (Other names) |
Haifeng David |
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|
| 10.
Name of director (Chinese): |
劉海峰 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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|
Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1101 | The number of shares in which you are interested has increased because:
you purchased the shares |
|
|
| 2201 | Interest of corporation controlled by you |
|
500,000 |
HKD |
|
7.0770 |
|
|
| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 214,180,000 | 5.42 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 214,680,000 | 5.43 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| |
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| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 16/07/2018 | 31/10/2018 | | | | | | | 118,600,000 |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 04/07/2018 | 03/07/2019 | | | | | | | 118,600,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| DCP, Ltd. | c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | LIU Haifeng David | 50.00 | N | |
| DCP, Ltd. | c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | WOLHARDT Julian Juul | 50.00 | N | |
| DCP Partners Limited | c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | DCP, Ltd. | 100.00 | N | |
| DCP General Partner, Ltd | c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | DCP Partners Limited | 100.00 | N | |
| DCP Capital Partners L.P. | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | DCP General Partner, Ltd (as general partner) | 100.00 | N | |
| Capital Bridge Limited | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman Islands | DCP Capital Partners L.P. | 100.00 | N | |
| Capital Rise Limited | 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands | Capital Bridge Limited | 100.00 | Y | |
| Capital Lead Limited | 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands | Capital Bridge Limited | 100.00 | Y | |
| New Trace Limited | Vistra Corporate Service Centre, Wickhams Cay II, Road Town, Tortola, VG1110 Birtish Virgin Islands | LIU Haifeng David | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Box 28: For details in relation to the interest in 118,600,000 ordinary shares in the listed corporation, please refer to the notice filed on 17 July 2018.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
19/10/2018
(dd/mm/yyyy)
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