FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20181009E00196
(Amendment to DA20170112000107)
1.
Date of relevant event
:
11/01/2017
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
11/01/2017
(dd/mm/yyyy)
3.
Stock code
:
00439
4.
Name of listed corporation
:
KuangChi Science Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
6,109,947,502
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Liu
(
Other names
)
Ruopeng
10.
Name of director (Chinese)
:
劉若鵬
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1303
There has been a change in nature of your interest in the shares because:
you have exercised rights to the shares under equity derivatives
2202
Interest of your spouse
2202
Interest of your spouse
990,000
HKD
1.6040
3101
Cash
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
3,476,000,000
57.08
Short position
2,544,666,667
41.79
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
3,476,000,000
56.89
Short position
2,544,666,667
41.65
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
3,473,000,000
Short position
2,544,666,667
2202
Interest of your spouse
Long position
3,000,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
Long position
4105
Unlisted derivatives - Physically settled
30/09/2015
HKD
1.604
990,000
Long position
4105
Unlisted derivatives - Physically settled
30/09/2015
HKD
1.604
1,020,000
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
Huang Weizi
Long position
3,000,000
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
深圳大鵬光啟聯眾科技合伙企業(有限合伙)
深圳市南山區南海大道西桂廟路北陽光華藝大廈1棟15D-02T (PRC)
Liu Ruopeng
37.73
N
Long position
3,078,000,000
Short position
2,544,666,667
深圳大鵬光啟科技有限公司
深圳市南山區高新區中區高新中一道9號軟件大廈二樓 (PRC)
深圳大鵬光啟聯眾科技合伙企業(有限合伙)
53.00
N
Long position
3,078,000,000
Short position
2,544,666,667
深圳光啟創新技術有限公司
深圳市福田區彩田路東方新天地廣場C座2006-17 (PRC)
深圳大鵬光啟科技有限公司
60.00
N
Long position
3,078,000,000
Short position
2,544,666,667
Wireless Connection Innovative Technology Limited
171 Main Street, Road Town, Tortola, British Virgin Islands
深圳光啟創新技術有限公司
51.00
N
Long position
3,078,000,000
Short position
2,544,666,667
深圳光啟合眾科技有限公司
深圳市南山區南海大道西桂廟路北陽光華藝大廈1棟15D-02F (PRC)
Liu Ruopeng
35.09
N
Long position
3,473,000,000
Short position
2,544,666,667
深圳光啟創新技術有限公司
深圳市福田區彩田路東方新天地廣場C座2006-17 (PRC)
深圳光啟合眾科技有限公司
40.00
N
Long position
3,078,000,000
Short position
2,544,666,667
Wireless Connection Innovative Technology Limited
171 Main Street, Road Town, Tortola, British Virgin Islands
深圳光啟合眾科技有限公司
49.00
N
Long position
3,078,000,000
Short position
2,544,666,667
New Horizon Wireless Technology Limited
171 Main Street, Road Town, Tortola, British Virgin Islands
Wireless Connection Innovative Technology Limited
100.00
Y
Long position
3,078,000,000
Short position
2,544,666,667
Sky Asia Holdings Limited
OMC Chambers, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands
深圳光啟合眾科技有限公司
100.00
Y
Long position
395,000,000
Short position
0
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
The reason for the late disclosure is because I am not a Hong Kong citizen and I am not familiar with SFO's disclosure requirements. Therefore, once I become aware of the SFO disclosure requirements, I immediately submit the required DI forms. For Box 28, the execrise period of three unlisted derivatives were expired on 31 December 2017.
35.
Log/Serial Number of the previous form
:
DA20170112000107
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
09/10/2018
(dd/mm/yyyy)