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Form Serial Number: |
DA20180912E00153
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1.
Date of relevant event: |
07/09/2018 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
01572 |
4.
Name of listed corporation: |
China Art Financial Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,600,000,000 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Fan |
(Other names) |
Zhijun |
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10.
Name of director (Chinese): |
范志軍 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1316 | There has been a change in nature of your interest in the shares because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
996,000,000 |
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Short position |
1403 | You came to have a short position in the shares or the number of shares in which you have a short position increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
996,000,000 |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 996,000,000 | 62.25 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 996,000,000 | 62.25 |
Short position | 996,000,000 | 62.25 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 996,000,000 | Short position | 996,000,000 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Intelligenesis Investment Co., Ltd | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | Golden Sand Investment Company Limited | 69.50 | Y | Long position | 996,000,000 | Short position | 996,000,000 |
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Golden Sand Investment Company Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | Mauve Jade Investment Limited | 74.10 | N | Long position | 996,000,000 | Short position | 996,000,000 |
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Mauve Jade Investment Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | Fan Zhijun | 67.20 | N | Long position | 996,000,000 | Short position | 996,000,000 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Fan Qinzhi | Addresses of individuals are not displayed. | Long position | 996,000,000 | Short position | 996,000,000 |
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Fan Yajun | Addresses of individuals are not displayed. | Long position | 996,000,000 | Short position | 996,000,000 |
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Wu Jian | Addresses of individuals are not displayed. | Long position | 996,000,000 | Short position | 996,000,000 |
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Xu Min | Addresses of individuals are not displayed. | Long position | 996,000,000 | Short position | 996,000,000 |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
On 7 September 2018, Intelligenesis Investment Co., Ltd pledged 996,000,000 ordinary shares in the issued capital of China Art Financial Holdings Limited in favour of Zhong Tai Financial Investment Limited for the exchangeable notes issued by Intelligenesis Investment Co., Ltd with a principal amount of HK$250,000,000 to Zhong Tai Investment Limited.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
12/09/2018 (dd/mm/yyyy)
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