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Form Serial Number: |
DA20180816E00328
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| 1.
Date of relevant event: |
08/08/2018 (dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
06160 |
| 4.
Name of listed corporation: |
BeiGene, Ltd. - B |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
767,163,184 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wang |
| (Other names) |
Xiaodong |
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| 10.
Name of director (Chinese): |
王曉東 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1701 | Miscellaneous On listing of the corporation or a class of shares of the listed corporation | |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) | |
21,483,959 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 21,483,959 | 2.80 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2203 | Interest of your child under 18 years of age |
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| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 20/05/2011 | 20/05/2021 | USD | 0 | | | | | 88,235 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 03/04/2013 | 03/04/2023 | USD | 0 | | | | | 879,267 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 29/06/2015 | 29/06/2025 | USD | 0 | | | | | 500,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 16/11/2016 | 15/11/2026 | USD | 0 | | | | | 1,613,430 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/09/2017 | 26/09/2027 | USD | 0 | | | | | 750,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 26/06/2018 | 25/06/2028 | USD | 0 | | | | | 655,044 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 19/07/2015 | 19/07/2025 | USD | 0 | | | | | 3,800,167 |
| Long position | | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| | | | | | | | | 401,641 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Child | Daniel C Wang | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Wang Investment LLC | 10700 NE 4th Street, Unit 3516, Bellevue, WA 98004, USA | Xiaodong Wang | 99.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Box 24: Beneficial owner (16,259,587), interest of Dr. Wang's child under 18 years of age (224,372) and interest of controlled corporation (5,000,000). Box 28: the interest in 401,641 shares derives from the restricted share units granted pursuant to the equity plans of BeiGene, Ltd. Box 30: Wang Investment LLC is owned as to 99% by two grantor retained annuity trusts, of which Dr. Wang is the beneficiary.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
16/08/2018 (dd/mm/yyyy)
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