FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20180725E00527
1. Date of relevant event: 25/07/2018
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 03360
4. Name of listed corporation: Far East Horizon Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 3,952,669,553
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Liu
(Other names) Haifeng David
10. Name of director (Chinese): 劉海峰 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
11035The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 11031 to 11034 above embedded in a contract or instrument
 
 
2201Interest of corporation controlled by you
 		 16,017,664  HKD       
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position200,020,0005.06
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position216,037,6645.47
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position216,037,664
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4106Unlisted derivatives - Cash settled
16/07/201831/10/2018      118,600,000
Long position
4106Unlisted derivatives - Cash settled
04/07/201803/07/2019      118,600,000
Long position
4106Unlisted derivatives - Cash settled
 03/09/2018      16,017,664
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
DCP, Ltd.c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman IslandsLIU Haifeng David50.00N
Long position214,970,664
DCP, Ltd.c/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman IslandsWOLHARDT Julian Juul50.00N
Long position214,970,664
DCP Partners Limitedc/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman IslandsDCP, Ltd.100.00N
Long position214,970,664
DCP General Partner, Ltdc/o Elian Fiduciary Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman IslandsDCP Partners Limited100.00N
Long position214,970,664
DCP Capital Partners L.P.c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman IslandsDCP General Partner, Ltd (as general partner)100.00N
Long position214,970,664
Capital Bridge Limitedc/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9007, Cayman IslandsDCP Capital Partners L.P.100.00N
Long position214,970,664
Capital Rise Limited190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman IslandsCapital Bridge Limited100.00Y
Long position96,370,664
Capital Lead Limited190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman IslandsCapital Bridge Limited100.00Y
Long position118,600,000
New Trace LimitedVistra Corporate Service Centre, Wickhams Cay II, Road Town, Tortola, VG1110 Birtish Virgin IslandsLIU Haifeng David100.00Y
Long position1,067,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Box 28: The interest in 118,600,000 ordinary shares in the listed corporation represents a right under a call option with the exercise period between from July 16, 2018 and October 31, 2018 and a right of first refusal with the exercise period updated to between July 4, 2018 and July 3, 2019 in respect of 118,600,000 ordinary shares through Capital Lead Limited.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 25/07/2018
(dd/mm/yyyy)