FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20180720E00536
1.
Date of relevant event
:
09/07/2018
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01810
4.
Name of listed corporation
:
Xiaomi Corporation - W
5.
Class of shares
:
Others
6.
Number of issued shares in class
:
15,680,943,110
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Koh
(
Other names
)
Tuck Lye
10.
Name of director (Chinese)
:
許達來
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1701
Miscellaneous
On listing of the corporation or a class of shares of the listed corporation
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
618,848,890
3.95
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
618,848,890
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Gifted Jade Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Koh Tuck Lye
100.00
Y
Long position
3,377,000
Gifted Ventures Limited
Vistra Corporate Services Center, Wickhams Cay II, Road Town, Tortola, VG 1110, British Virgin Islands (British Virgin Islands)
Koh Tuck Lye
100.00
N
Long position
615,471,890
Shunwei Capital Partners GP Limited
Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Gifted Ventures Limited
75.00
N
Long position
610,471,890
Shunwei Capital Partners GP, L.P.
Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Shunwei Capital Partners GP Limited
100.00
N
Long position
610,471,890
Shunwei China Internet Fund, L.P.
Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Shunwei Capital Partners GP, L.P.
100.00
N
Long position
610,471,890
Shunwei Ventures Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Shunwei China Internet Fund, L.P.
100.00
Y
Long position
610,471,890
Shunwei Capital Partners III GP Limited
Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands (Cayman Islands)
Gifted Ventures Limited
75.00
N
Long position
5,000,000
Shunwei Capital Partners III GP, L.P.
Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands (Cayman Islands)
Shunwei Capital Partners III GP Limited
100.00
N
Long position
5,000,000
Shunwei China Internet Fund III L.P.
Campbells Corporate Services Limited, Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands (Cayman Islands)
Shunwei Capital Partners III GP, L.P.
100.00
N
Long position
5,000,000
Bright Inspiration Holdings Limited
Vistra Corporate Services Center, Wickhams Cay II, Road Town, Tortola, VG 1110, British Virgin Islands (British Virgin Islands)
Shunwei China Internet Fund III L.P.
100.00
Y
Long position
5,000,000
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
As of the date of relevant event, Xiaomi Corporation issued 6,695,187,720 class A ordinary shares and 15,680,943,110 class B ordinary shares.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
20/07/2018
(dd/mm/yyyy)