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Form Serial Number: |
DA20180716E00260
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| 1.
Date of relevant event: |
11/07/2018
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00680 |
| 4.
Name of listed corporation: |
Nan Hai Corporation Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
68,645,535,794 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Yu |
| (Other names) |
Pun Hoi |
|
|
|
| 10.
Name of director (Chinese): |
于品海 |
| 11.
Chinese Character Code as printed on HKID Card: |
006007563189 |
| |
| 24.
Details of relevant event: |
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Brief description of relevant event
|
Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
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| Short position |
| 1403 | You came to have a short position in the shares or the number of shares in which you have a short position increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
1,424,648 |
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|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 40,673,177,261 | 59.25 |
| Short position | 9,733,091,482 | 14.18 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 40,673,177,261 | 59.25 |
| Short position | 9,734,516,130 | 14.18 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| | |
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| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Short position | | 4105 | Unlisted derivatives - Physically settled |
| 24/03/2017 | 22/03/2019 | | | | | | | 64,516,130 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Dadi Holdings Limited | 12/F., The Octagon, No. 6 Sha Tsui Road, Tsuen Wan, New Territories, Hong Kong (Hong Kong) | Yu Pun Hoi | 100.00 | N | | Long position | 40,673,177,261 | | Short position | 9,734,516,130 |
|
| Rosewood Assets Ltd. | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 8,041,150,210 |
|
| Pippen Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 14,830,245,497 | | Short position | 9,734,516,130 |
|
| Staverley Assets Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 4,893,197,974 |
|
| First Best Assets Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 9,544,736,998 |
|
| Unicorn Assets Group Limited | OMC Chambers, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 3,363,846,582 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
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| 34.
Supplementary information: |
As a result of the adjustments of exchange price under the terms of the instrument issuing equity derivatives, the number of underlying shares that may be delivered under the terms of the above-mentioned instrument have increased.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
16/07/2018
(dd/mm/yyyy)
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