FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20180628E00034
1.
Date of relevant event
:
27/06/2018
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00118
4.
Name of listed corporation
:
Cosmos Machinery Enterprises Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
861,930,692
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Tang
(
Other names
)
Yu, Freeman
10.
Name of director (Chinese)
:
鄧愚
11.
Chinese Character Code as printed on HKID Card
:
67721946
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1213
The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
442,157,052
61.67
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
442,157,052
51.30
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
442,157,052
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Saniwell Holding Inc.
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / Cook Islands
Tang Yu, Freeman
42.86
Y
Long position
36,250,000
Saniwell Holding Inc.
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / Cook Islands
Tang Yu, Freeman
42.86
N
Long position
405,907,052
Friendchain Investments Limited
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / Hong Kong
Saniwell Holding Inc.
57.42
N
Long position
405,907,052
Codo Development Limited
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / Hong Kong
Friendchain Investments Limited
30.25
N
Long position
405,907,052
Keepsound Investments Limited
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / Hong Kong
Saniwell Holding Inc.
94.00
N
Long position
405,907,052
Codo Development Limited
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / Hong Kong
Keepsound Investments Limited
25.06
N
Long position
405,907,052
Cosmos Machinery (Holdings) Limited
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / Hong Kong
Codo Development Limited
100.00
Y
Long position
235,802,600
Cosmos Machinery (Holdings) Limited
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / Hong Kong
Codo Development Limited
100.00
N
Long position
170,104,452
Hung Cheong Realty Limited
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / BVI
Cosmos Machinery (Holdings) Limited
100.00
N
Long position
170,104,452
Tai Shing Agencies Limited
Flat G, 7/F, New Lucky House, 300-306 Nathan Road , Kowloon, Hong Kong / BVI
Hung Cheong Realty Limited
100.00
Y
Long position
170,104,452
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
On 27 June 2018, a total of 145,000,000 new ordinary shares of Cosmos Machinery Enterprises Limited were allotted and issued which leads to the reduction of the percentage level of Tang Yu, Freeman's interest in Cosmos Machinery Enterprises Limited.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
28/06/2018
(dd/mm/yyyy)