FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20180619E00228
1.
Date of relevant event
:
15/06/2018
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01462
4.
Name of listed corporation
:
Gold-Finance Holdings Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
4,037,871,666
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Wei
(
Other names
)
Jie
10.
Name of director (Chinese)
:
韋杰
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1101
The number of shares in which you are interested has increased because:
you purchased the shares
2201
Interest of corporation controlled by you
6,736,000
HKD
2.9700
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
3,002,500,000
74.35
Short position
2,200,000,000
54.48
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
3,009,236,000
74.53
Short position
2,200,000,000
54.48
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2101
Beneficial owner
Long position
2,500,000
2201
Interest of corporation controlled by you
Long position
3,006,736,000
Short position
2,200,000,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
Long position
4105
Unlisted derivatives - Physically settled
17/02/2017
16/02/2027
HKD
1
HKD
2.000
HKD
0.000
2,500,000
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
新余金誠實業集團有限公司
寧波市江北區慈城鎮走馬街26號021幢3-1內319 (中國)
Wei Jie
95.78
N
Long position
2,206,736,000
Short position
2,200,000,000
浙江金誠資產管理有限公司
浙江省杭州市拱墅區上塘路假山新村18-1號 (中國)
新余金誠實業集團有限公司
100.00
N
Long position
2,206,736,000
Short position
2,200,000,000
Gold-Finance Industrial Group Co., Limited
Room 1109, 11/F, Witty Comm Bldg, 1A-1L Tung Choi Street Mong Kok, Kowloon (Hong Kong)
浙江金誠資產管理有限公司
100.00
N
Long position
2,206,736,000
Short position
2,200,000,000
Gold-Finance (Hong Kong) Asset Management Limited
Flat 2806-2807, 28/F, Champion Tower, 3 Garden Road, Central, Hong Kong (Hong Kong)
Gold-Finance Industrial Group Co., Limited
100.00
Y
Long position
2,200,000,000
Short position
2,200,000,000
Gold-Finance (Hong Kong) Asset Management Limited
Flat 2806-2807, 28/F, Champion Tower, 3 Garden Road, Central, Hong Kong (Hong Kong)
Gold-Finance Industrial Group Co., Limited
100.00
N
Long position
6,736,000
Gold-Finance Korea Limited
6th floor, Fantagio building, 248 Yeoksam-ro, Gangnam-gu, Seoul (Korea)
Gold-Finance (Hong Kong) Asset Management Limited
100.00
Y
Long position
6,736,000
Hengyuan Holdings Group Co. Ltd
Jayla Place, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Wei Jie
100.00
N
Long position
800,000,000
Gold-Finance (Holdings) Group Co. Ltd
Clifton House, 75 Fort Street, Grand Cayman KY 11-08, Cayman Islans (Cayman Islands)
Hengyuan Holdings Group Co. Ltd
45.51
Y
Long position
800,000,000
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
19/06/2018
(dd/mm/yyyy)