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Form Serial Number: |
DA20180612E00223
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| 1.
Date of relevant event: |
07/06/2018
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
01548 |
| 4.
Name of listed corporation: |
Genscript Biotech Corporation |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,758,085,795 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wang |
| (Other names) |
Luquan |
|
|
|
| 10.
Name of director (Chinese): |
王鲁泉 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| |
| 24.
Details of relevant event: |
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|
Brief description of relevant event
|
Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1211 | The number of shares in which you are interested has reduced because:
you have ceased to be a member of a concert party group or a member of the concert party group has disposed of some of the shares |
|
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
|
|
15,000,000 |
HKD |
|
|
26.5000 |
|
| Short position |
| 1503 | You ceased to have a short position in the shares or the number of shares in which you have a short position decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
|
|
15,000,000 |
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|
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|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,010,955,561 | 57.50 |
| Short position | 90,000,000 | 5.11 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 995,955,561 | 56.64 |
| Short position | 75,000,000 | 4.26 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 887,402,024 | | Short position | 75,000,000 |
|
| |
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 10/02/2013 | 31/07/2019 | USD | 1.00 | USD | 0.103 | | | 3,216,640 |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Genscript Corporation | Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA | Zhang Fangliang | 28.83 | Y | | Long position | 887,402,024 | | Short position | 75,000,000 |
|
| Genscript Corporation | Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA | Wang Luquan | 23.68 | Y | | Long position | 887,402,024 | | Short position | 75,000,000 |
|
| Genscript Corporation | Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA | Wang Ye | 6.02 | Y | | Long position | 887,402,024 | | Short position | 75,000,000 |
|
| Genscript Corporation | Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA | Zhang Fangliang | 12.04 | Y | | Long position | 887,402,024 | | Short position | 75,000,000 |
|
| Genscript Corporation | Suite 606, 1220 N. Market Street, Wilmington, DE 19801, County of New Castle, USA | Wang Ye | 6.02 | Y | | Long position | 887,402,024 | | Short position | 75,000,000 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| Zhang Fangliang | Addresses of individuals are not displayed. | 0 |
| Wang Ye | Addresses of individuals are not displayed. | 105,336,897 |
| Total number of shares in which a director is interested under sections 317 and 318 | 995,955,561 |
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| 34.
Supplementary information: |
A controlling shareholder released her obligation to place 15,000,000 of the Company's ordinary shares on 7 June 2018 pursuant to a placing agreement dated 5 June 2018.
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| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
1
A0000000000000128633.pdf
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|
Date of filing this Form 3A: |
12/06/2018
(dd/mm/yyyy)
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