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Form Serial Number: |
DA20180531E00196
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| 1.
Date of relevant event: |
29/05/2018
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00680 |
| 4.
Name of listed corporation: |
Nan Hai Corporation Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
68,645,535,794 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Yu |
| (Other names) |
Pun Hoi |
|
|
|
| 10.
Name of director (Chinese): |
于品海 |
| 11.
Chinese Character Code as printed on HKID Card: |
006007563189 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1101 | The number of shares in which you are interested has increased because:
you purchased the shares |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
5,000,000 |
HKD |
0.1880 |
0.1874 |
|
|
| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 40,668,177,261 | 59.24 |
| Short position | 7,893,091,482 | 11.50 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 40,673,177,261 | 59.25 |
| Short position | 7,893,091,482 | 11.50 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| | |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Short position | | 4105 | Unlisted derivatives - Physically settled |
| 24/03/2017 | 22/03/2019 | | | | | | | 63,091,482 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Dadi Holdings Limited | 12/F., The Octagon, No. 6 Sha Tsui Road, Tsuen Wan, New Territories, Hong Kong (Hong Kong) | Yu Pun Hoi | 100.00 | N | | Long position | 40,673,177,261 | | Short position | 7,893,091,482 |
|
| Rosewood Assets Ltd. | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 8,041,150,210 | | Short position | 0 |
|
| Pippen Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 14,830,245,497 | | Short position | 7,893,091,482 |
|
| Staverley Assets Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 4,893,197,974 | | Short position | 0 |
|
| First Best Assets Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 9,544,736,998 | | Short position | 0 |
|
| Unicorn Assets Group Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dadi Holdings Limited | 100.00 | Y | | Long position | 3,363,846,582 | | Short position | 0 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
31/05/2018
(dd/mm/yyyy)
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