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Form Serial Number: |
DA20180503E00303
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| 1.
Date of relevant event: |
27/04/2018
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00126 |
| 4.
Name of listed corporation: |
Carrianna Group Holdings Co. Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,255,087,536 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Ma |
| (Other names) |
Kai Yum |
|
|
|
| 10.
Name of director (Chinese): |
馬介欽 |
| 11.
Chinese Character Code as printed on HKID Card: |
745600942953 |
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
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Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
|
|
|
|
|
|
|
|
|
| Short position |
| 1503 | You ceased to have a short position in the shares or the number of shares in which you have a short position decreased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
|
33,865,764 |
|
|
|
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|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 181,333,300 | 14.45 |
| Short position | 37,628,626 | 3.00 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 181,333,300 | 14.45 |
| Short position | 3,762,862 | 0.30 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| | Long position | 76,932,260 | | Short position | 3,762,862 |
|
| 2202 | Interest of your spouse |
| |
| 2305 | Beneficiary of a trust (other than a discretionary interest) |
| |
|
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4106 | Unlisted derivatives - Cash settled |
| 16/10/2015 | 15/10/2020 | HKD | 0.81 | | | | | 1,200,000 |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Kwok Kit Mei | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Powerful Success Trust | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
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|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Ma Kai Yum entered into a termination deed on 27 April 2018 to terminate an agreement enetered into on 27 April 2018 for the disposal of 37,628,626 shares in Carrianna Group Holdings Company Limited, and agreed to transfer 3,762,862 shares to the purchaser only. The remaining 33,865,764 shares were released with immediate effect.
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| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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|
Date of filing this Form 3A: |
03/05/2018
(dd/mm/yyyy)
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