FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20180502E00431
1.
Date of relevant event
:
02/05/2018
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
00737
4.
Name of listed corporation
:
Hopewell Highway Infrastructure Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
3,081,690,283
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
WU
(
Other names
)
Ying Sheung Gordon
10.
Name of director (Chinese)
:
胡應湘
11.
Chinese Character Code as printed on HKID Card
:
517020193276
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1706
Miscellaneous
Notice filed because you ceased to be a director or chief executive of the listed corporation
2501
Other (you must describe the capacity in the Supplementary Information box)
2501
Other (you must describe the capacity in the Supplementary Information box)
59,009,302
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
59,009,302
1.91
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
59,009,302
1.91
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2101
Beneficial owner
Long position
17,471,884
2202
Interest of your spouse
Long position
6,815,920
2201
Interest of corporation controlled by you
Long position
27,051,498
2103
Interests held jointly with another person
Long position
7,670,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
WU KWOK Sau Ping Ivy
Long position
6,815,920
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Chi Chung Co. Ltd.
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
WU Ying Sheung Gordon
68.42
Y
Long position
1,647,500
Ixia Investment Ltd.
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
WU Ying Sheung Gordon
100.00
Y
Long position
2,765,000
Principal Land Investment Ltd.
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
WU Ying Sheung Gordon
100.00
Y
Long position
947,500
Prime Land Investment Ltd.
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
WU Ying Sheung Gordon
100.00
Y
Long position
1,540,000
Cheer Dale Ltd.
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
WU Ying Sheung Gordon
100.00
Y
Long position
4,615,001
Whitaco Ltd.
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
WU Ying Sheung Gordon
50.00
Y
Long position
8,797,500
Fair Blossom Ltd.
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
WU Ying Sheung Gordon
50.00
Y
Long position
6,462,497
Rayforce Ltd.
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
WU Ying Sheung Gordon
50.00
Y
Long position
37,500
Homan Investment, Inc.
Torre Swiss Bank Bldg., 16th Floor, Calle 53E, Urbanization Nuevo Obarrio, P.O. Box 1824, Panama 1, Republic of Panama (Panama)
WU Ying Sheung Gordon
100.00
N
Long position
239,000
Garwin Limited
64/F., Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong (Hong Kong)
Homan Investment, Inc.
100.00
Y
Long position
239,000
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
WU Ying Sheung Gordon & WU KWOK Sau Ping Ivy
Addresses of individuals are not displayed.
Long position
7,670,000
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Interests in 59,009,302 shares of Hopewell Highway Infrastructure Limited ("HHI") are held by WU Ying Sheung Gordon in the capacities as disclosed in Box 27. Acceptance of the mandatory cash offer in respect of all his interests in 59,009,302 shares in HHI was tendered on 25 April 2018, but the settlement of the offer has not been completed as at the date of filing of this form. Upon completion of the settlement of the offer, he will cease to have any interest in the shares of HHI.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
02/05/2018
(dd/mm/yyyy)