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Form Serial Number: |
DA20180425E00220 (Amendment to DA20180417E00398)
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1.
Date of relevant event: |
06/12/2017 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00227 |
4.
Name of listed corporation: |
First Shanghai Investments Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,418,973,012 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Lo |
(Other names) |
Yuen Yat |
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10.
Name of director (Chinese): |
勞元一 |
11.
Chinese Character Code as printed on HKID Card: |
052503370001 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1101 | The number of shares in which you are interested has increased because: you purchased the shares | |
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200,000 |
HKD |
0.9700 |
0.9592 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 417,672,136 | 29.43 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 417,872,136 | 29.44 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2201 | Interest of corporation controlled by you |
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2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Kinmoss Enterprises Limited | 19th Floor, Wing On House, 71 Des Voeux Road Central, Hong Kong. Incorporated in British Virgin Islands | Lo Yuen Yat | 100.00 | Y | |
New Synergies Investments Company Limited | Room 1002, 10/F, Tung Wah Mansion, 199-203 Hennessy Road, Wanchai, Hong Kong. Incorporated in Hong Kong | Lo Yuen Yat | 40.00 | Y | |
China Assets (Holdings) Limited | 19th Floor, Wing On House, 71 Des Voeux Road Central, Hong Kong. Incorporated in Hong Kong | Lo Yuen Yat | 40.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
For inclusion of the indirect interest of New Synergies Investments Company Limited ("New Synergies) in First Shanghai Investments Limited: New Synergies acquired an indirect interest in 247,674,500 shares of First Shanghai Investments Limited upon completion of privatization of China Assets (Holdings) Limited on 6th November 2017. Mr Lo Yuen Yat holds 40% of the shareholding in New Synergies.
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35.
Log/Serial Number of the previous form: |
DA20180417E00398
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
25/04/2018 (dd/mm/yyyy)
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