| |
|
Form Serial Number: |
DA20180316E00251
|
| 1.
Date of relevant event: |
15/03/2018
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
03638 |
| 4.
Name of listed corporation: |
Huabang Financial Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
4,089,492,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Lu |
| (Other names) |
George |
|
|
|
| 10.
Name of director (Chinese): |
陸建明 |
| 11.
Chinese Character Code as printed on HKID Card: |
712016962494 |
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1104 | The number of shares in which you are interested has increased because:
you acquired a security interest in the shares |
|
|
| 2201 | Interest of corporation controlled by you |
|
8,100,000 |
|
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 3,027,808,000 | 74.04 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 3,035,908,000 | 74.24 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| | Long position | 230,800,000 | | Short position | 0 |
|
| 2201 | Interest of corporation controlled by you |
| | Long position | 2,805,108,000 | | Short position | 0 |
|
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 21/12/2016 | 20/12/2019 | | | HKD | 0.550 | | | 28,333,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 21/12/2017 | 20/12/2019 | | | HKD | 0.550 | | | 28,333,333 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 21/12/2018 | 20/12/2019 | | | HKD | 0.550 | | | 28,333,334 |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Forever Star Capital Limited | Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British Virgin Islands (incorporated in British Virgin Islands) | George Lu | 50.00 | Y | | Long position | 2,396,064,000 |
|
| Super Generation Group Ltd. | Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British Virgin Islands (incorporated in British Virgin Islands) | George Lu | 100.00 | N | |
| Qianhai Health Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (incorporated in the Cayman Islands) | Super Generation Group Ltd. | 47.38 | N | |
| QHH Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (incorporated in British Virgin Islands) | Qianhai Health Holdings Limited | 100.00 | N | |
| Golden Ball Holdings Limited | 3rd Floor, J&C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands (incorporated in British Virgin Islands) | QHH Limited | 100.00 | N | |
| Qianhai Health Finance Limited | Room 301-3, 3/F, Wing Tuck Commercial Centre, 177-183 Wing Lok Street, Sheung Wan, Hong Kong (incorporated in Hong Kong) | Golden Ball Holdings Limited | 100.00 | Y | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
16/03/2018
(dd/mm/yyyy)
|
| |