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Form Serial Number: |
DA20180308E00294
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1.
Date of relevant event: |
05/03/2018 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00577 |
4.
Name of listed corporation: |
The 13 Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,012,953,711 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Lau |
(Other names) |
Tom Ko Yuen |
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10.
Name of director (Chinese): |
劉高原 |
11.
Chinese Character Code as printed on HKID Card: |
049175590626 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
90,725,800 |
HKD |
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0.3950 |
3102 | Assets other than cash | |
Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 9,148,639 | 9.03 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 91,646,550 | 9.04 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 18/09/2016 | 17/09/2019 | HKD | 0 | HKD | 30.000 | | | 306,916 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 18/09/2017 | 17/09/2019 | HKD | 0 | HKD | 30.000 | | | 306,917 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 18/09/2018 | 17/09/2019 | HKD | 0 | HKD | 30.000 | | | 306,917 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Affluent Talent Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands. | Lau Tom Ko Yuen | 100.00 | N | |
Empire City International Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands. | Affluent Talent Limited | 100.00 | N | |
Rally Praise Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands. | Empire City International Limited | 100.00 | N | |
Circle Swing Limited | 3rd Floor, J & C Building, P.O. Box 933, Road Town, Tortola, British Virgin Islands, VG1110 | Rally Praise Limited | 100.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Completion by Rally Praise Limited of the purchase of all issued shares in Circle Swing Limited, which is interested in 90,725,800 shares in The 13 Holdings Ltd., pursuant to an agreement dated 25 January 2018. Consideration comprised of cash and consideration other than cash.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
08/03/2018 (dd/mm/yyyy)
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