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Form Serial Number: |
DA20180202E00386
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1.
Date of relevant event: |
02/02/2018 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
01079 |
4.
Name of listed corporation: |
Pine Technology Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,105,901,739 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Zhang |
(Other names) |
Sanhuo |
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10.
Name of director (Chinese): |
張三貨 |
11.
Chinese Character Code as printed on HKID Card: |
172800056303 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1710 | Miscellaneous Voluntary disclosure (you must briefly describe the relevant event in the Supplementary Information box) | |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 6,000,000 | 0.54 |
Short position | 721,563,680 | 65.25 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 727,563,680 | 65.79 |
Short position | 721,563,680 | 65.25 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
| Long position | 727,563,680 | Short position | 721,563,680 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4107 | Unlisted derivatives - Convertible instruments |
| 22/09/2017 | 21/09/2027 | | | HKD | 0.830 | | | 6,000,000 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
South Pearl Ventures Limited | Vistra Corporate Services Centre, Ground Floor, NPF Building, Beach Road, Apia, Samoa | Zhang Sanhuo | 100.00 | Y | Long position | 721,563,680 | Short position | 721,563,680 |
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Sage Global Holdings Limited | Vistra Corporation Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | South Pearl Ventures Limited | 100.00 | Y | Long position | 721,563,680 | Short position | 721,563,680 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
721,563,680 shares are beneficially owned by and registered in the name of Sage Global Holdings Limited (“Sage Global”) and its entire issued share capital is beneficially owned by South Pearl Ventures Limited (“South Pearl”). South Pearl is in turn wholly and beneficially owned by Mr. Zhang Sanhuo. All 721,563,680 shares held by Sage Global Holdings Limited were pledged for securing the banking facilities granted to Sage Global.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
02/02/2018 (dd/mm/yyyy)
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