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Form Serial Number: |
DA20180129E00315
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1.
Date of relevant event: |
25/01/2018 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
03869 |
4.
Name of listed corporation: |
Hospital Corporation of China Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
138,194,000 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Zhao |
(Other names) |
John Huan |
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10.
Name of director (Chinese): |
趙令歡 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
11031 | The number of shares in which you are interested has increased because: you became the holder of, wrote or issued equity derivatives under which (choose one): you have a right to take the underlying shares | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
26,000,000 |
HKD |
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18.0000 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 99,500,000 | 72.00 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 125,500,000 | 90.81 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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2106 | Person having a security interest in shares |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4107 | Unlisted derivatives - Convertible instruments |
| | | | | HKD | 18.000 | | | 26,000,000 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Vanguard Glory Limited(譽鋒有限公司) | Kingston Chambers, PO Box 173, Road Town, Tortola, British Virgin Islands | Hony Capital Fund V, L.P. | 100.00 | Y | |
Hony Capital Fund V, L.P. | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | Hony Capital Fund V GP, L.P. | 100.00 | N | |
Hony Capital Fund V GP, L.P. | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | Hony Capital Fund V GP Limited | 100.00 | N | |
Hony Capital Fund V GP Limited | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | Hony Group Management Limited | 100.00 | N | |
Hony Capital 2008 Management Limited | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | Hony PE Fund Management, L.P. | 100.00 | Y | |
Hony PE Fund Management, L.P. | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | Hony Group Management Limited | 100.00 | N | |
Hony Group Management Limited | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | Hony Managing Partners Limited | 80.00 | N | |
Hony Managing Partners Limited | Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | Exponential Fortune Group Limited | 100.00 | N | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
29/01/2018 (dd/mm/yyyy)
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