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Form Serial Number: |
DA20180119E00426
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| 1.
Date of relevant event: |
11/01/2018
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01596 |
| 4.
Name of listed corporation: |
河北翼辰实业集团股份有限公司 - H股 |
| 5.
Class of shares: |
Domestic Shares |
| 6.
Number of issued shares in class: |
673,380,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wu |
| (Other names) |
Jinyu |
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|
| 10.
Name of director (Chinese): |
吴金玉 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1302 | There has been a change in nature of your interest in the shares because:
you have entered into an agreement for the sale of shares in which you are interested |
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|
614,600 |
CNY |
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|
5.0000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 600,856,974 | 89.23 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 600,856,974 | 89.23 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| 張海軍 | Addresses of individuals are not displayed. | 133,598,592 |
| 張軍霞 | Addresses of individuals are not displayed. | 87,270,048 |
| 張小更 | Addresses of individuals are not displayed. | 86,866,020 |
| 張小鎖 | Addresses of individuals are not displayed. | 87,068,034 |
| 張立剛 | Addresses of individuals are not displayed. | 27,608,580 |
| 張超 | Addresses of individuals are not displayed. | 19,123,992 |
| 張力杰 | Addresses of individuals are not displayed. | 19,123,992 |
| 張力峰 | Addresses of individuals are not displayed. | 19,123,992 |
| 張艶峰 | Addresses of individuals are not displayed. | 19,123,992 |
| 張力斌 | Addresses of individuals are not displayed. | 17,507,880 |
| 張力歡 | Addresses of individuals are not displayed. | 17,507,880 |
| 張寧 | Addresses of individuals are not displayed. | 17,507,880 |
| 張宏 | Addresses of individuals are not displayed. | 17,507,880 |
| 張瑞秋 | Addresses of individuals are not displayed. | 2,356,830 |
| Total number of shares in which a director is interested under sections 317 and 318 | 571,295,592 |
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| 34.
Supplementary information: |
於2018年1月11日，本人及下列一致行動人士分別與第三方簽訂了股權轉讓協議，出讓下列數目股份(但均無須在4個交易日內交付有關股份)：張海軍(3,057,600)；張軍霞(1,814,400)；張小鎖(1,810,200)；張小更(1,806,000)；吳金玉(614,600)；張立剛(574,000)；張超(397,600)；張力峰(397,600)；張力杰(397,600)；張艷峰(397,600)；張宏(364,000)；張力斌(364,000)；張力歡(364,000)；張寧(364,000)；張瑞秋(49,000)。
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
2
A0000000000000066876.pdf
A0000000000000066877.pdf
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Date of filing this Form 3A: |
19/01/2018
(dd/mm/yyyy)
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