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Form Serial Number: |
DA20171219E00202
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| 1.
Date of relevant event: |
18/12/2017
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02356 |
| 4.
Name of listed corporation: |
Dah Sing Banking Group Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,403,841,211 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wong |
| (Other names) |
Shou Yeh, David |
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|
| 10.
Name of director (Chinese): |
王守業 |
| 11.
Chinese Character Code as printed on HKID Card: |
376913432814 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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165,312 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,045,626,955 | 74.48 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,045,626,955 | 74.48 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 1,045,626,955 |
|
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 1,045,461,643 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Winsome Holdings Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David | 100.00 | Y | |
| Dah Sing Financial Holdings Limited | 36/F., Everbright Centre, 108 Gloucester Road, Hong Kong (Incorporated in Hong Kong) | Wong Shou Yeh, David | 40.97 | Y | | Long position | 1,045,461,643 |
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| DSI Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David | 100.00 | N | | Long position | 1,045,461,643 |
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| DSI Group Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David | 100.00 | N | | Long position | 1,045,461,643 |
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| DSI Holding Limited | Clarendon House, 2 Church Street, Hamilton HM11, Bermuda (Incorporated in Bermuda) | Wong Shou Yeh, David | 100.00 | N | | Long position | 1,045,461,643 |
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| M.O.L. Finance (Asia) Limited | 36/F., Everbright Centre, 108 Gloucester Road, Hong Kong (Incorporated in Hong Kong) | DSI Holding Limited | 50.00 | Y | | Long position | 1,045,461,643 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| DSIGH Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 1,045,461,643 |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
165,312 shares held by Winmore Company (Panama) S.A. ("Winmore") were transferred to Winsome Holdings Limited ("Winsome") pursuant to a sale and purchase agreement between Winmore and Winsome on 18 December 2017 ("SPA"). The SPA does not affect DSI Limited, DSI Group Limited, DSI Holding Limited and M.O.L. Finance (Asia) Limited, which are companies under the family discretionary trust (see Box 32), which HSBC International Trustee Limited as trustee has separately notified.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
19/12/2017
(dd/mm/yyyy)
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