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Form Serial Number: |
DA20171115E00224
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| 1.
Date of relevant event: |
13/11/2017
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00071 |
| 4.
Name of listed corporation: |
Miramar Hotel and Investment Company, Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
622,949,231 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
LEE |
| (Other names) |
Shau Kee |
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| 10.
Name of director (Chinese): |
李兆基 |
| 11.
Chinese Character Code as printed on HKID Card: |
262103401015 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 11031 | The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares |
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| 2201 | Interest of corporation controlled by you |
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61,000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 335,482,980 | 48.43 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 335,543,980 | 48.44 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 20/07/2015 | 19/01/2018 | HKD | 0 | HKD | 13.500 | HKD | 0.000 | 37,039,330 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Rimmer (Cayman) Limited ("TDT1") | P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands | LEE Shau Kee | 100.00 | N | |
| Riddick (Cayman) Limited ("TDT2") | P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands | LEE Shau Kee | 100.00 | N | |
| Hopkins (Cayman) Limited ("TUT1") | P.O. Box 61, Harbour Centre, George Town, Grand Cayman, KY1-1102, Cayman Islands | LEE Shau Kee | 100.00 | N | |
| Henderson Development Limited ("HD") | 72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong | Hopkins (Cayman) Limited | 100.00 | N | |
| Henderson Land Development Company Limited | 72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong | Henderson Development Limited | 72.70 | N | |
| Aynbury Investments Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | Henderson Land Development Company Limited | 100.00 | N | |
| Higgins Holdings Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | Aynbury Investments Limited | 100.00 | Y | |
| Multiglade Holdings Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | Aynbury Investments Limited | 100.00 | Y | |
| Threadwell Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | Aynbury Investments Limited | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Each of TDT1 & TDT2 as respective trustee of Henchild Trust & Henley Trust holds units in Henfull Unit Trust (“UT1”) but is not entitled to any interest/share in any particular property comprising UT1’s trust assets. TUT1 as trustee of UT1 owns all issued ordinary shares of HD. I own all issued shares of TUT1, TDT1 & TDT2. TUT1 in its ordinary course of business as trustee exercises its power to hold shares of HD independently without any reference to me as TUT1’s shareholder.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
15/11/2017
(dd/mm/yyyy)
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