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Form Serial Number: |
DA20171106E00041
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| 1.
Date of relevant event: |
01/11/2017
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00686 |
| 4.
Name of listed corporation: |
熊猫绿色能源集团有限公司 |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
9,529,811,467 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Li |
| (Other names) |
Alan |
|
|
|
| 10.
Name of director (Chinese): |
李原 |
| 11.
Chinese Character Code as printed on HKID Card: |
26210626 |
| |
| 24.
Details of relevant event: |
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|
Brief description of relevant event
|
Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
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Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1101 | The number of shares in which you are interested has increased because:
you purchased the shares |
|
|
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
|
10,000,000 |
HKD |
|
|
0.9700 |
|
| Short position |
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|
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|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 2,571,783,157 | 26.99 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 2,581,783,157 | 27.09 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2201 | Interest of corporation controlled by you |
| |
| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
| | Long position | 1,803,365,557 |
|
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 08/01/2016 | 07/01/2020 | HKD | 0 | HKD | 1.000 | | | 1,800,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 08/01/2017 | 07/01/2020 | HKD | 0 | HKD | 1.000 | | | 1,800,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 08/01/2018 | 07/01/2020 | HKD | 0 | HKD | 1.000 | | | 2,400,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/01/2018 | 27/01/2021 | HKD | 0 | HKD | 0.564 | | | 900,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/01/2019 | 27/01/2021 | HKD | 0 | HKD | 0.564 | | | 1,200,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 16/06/2018 | 15/06/2022 | HKD | 0 | HKD | 1.076 | | | 24,000,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 16/06/2019 | 15/06/2022 | HKD | 0 | HKD | 1.076 | | | 24,000,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 16/06/2020 | 15/06/2022 | HKD | 0 | HKD | 1.076 | | | 32,000,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 20/03/2017 | 20/03/2020 | HKD | 0.001 | HKD | 0.646 | | | 362,948,274 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Pairing Venture Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (英屬處女群島) | Li Alan | 100.00 | Y | |
| Pairing Venture Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (英屬處女群島) | Li Alan | 100.00 | N | |
| Magicgrand Group Limited | Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (英屬處女群島) | Pairing Venture Limited | 61.17 | Y | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| China Merchants New Energy Group Limited 招商新能源集团有限公司 | Addresses of individuals are not displayed. | 579,944,250 |
| China Green Holdings Limited 中国绿色控股有限公司 | Addresses of individuals are not displayed. | 2,205,621 |
| New Energy Exchange Limited 新能源交易所有限公司 | Addresses of individuals are not displayed. | 458,477,449 |
| Snow Hill Developments Limited | Addresses of individuals are not displayed. | 702,845,369 |
| Sino Arena Investments Limited | Addresses of individuals are not displayed. | 59,892,868 |
| Total number of shares in which a director is interested under sections 317 and 318 | 1,803,365,557 |
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| 34.
Supplementary information: |
附註：有關事件詳情為New Energy Exchange Limited 新能源交易所有限公司之一間全資附屬公司Linsun Renewable Energy Corporation買入10,000,000股熊貓綠色能源集團有限公司的普通股股份。
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
1
A0000000000000033243.pdf
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|
Date of filing this Form 3A: |
06/11/2017
(dd/mm/yyyy)
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