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Form Serial Number: |
DA20171103E00327
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1.
Date of relevant event: |
31/10/2017 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
02298 |
4.
Name of listed corporation: |
Cosmo Lady (China) Holdings Co. Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
2,146,457,000 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Lin |
(Other names) |
Zonghong |
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10.
Name of director (Chinese): |
林宗宏 |
11.
Chinese Character Code as printed on HKID Card: |
265113501347 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) | |
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2401 | A concert party to an agreement to buy shares described in s.317(1)(a) | |
10,500,000 |
HKD |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,178,857,678 | 54.92 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,189,357,678 | 55.41 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
| Long position | 1,189,357,678 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/10/2018 | 30/10/2027 | HKD | 1 | | | | | 10,500,000 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Forever Shine Holdings Limited | Jayla Place, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands | Lin Zonghong | 100.00 | N | Long position | 1,189,357,678 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
Zheng Yaonan | Addresses of individuals are not displayed. | 1,189,357,678 |
Great Brilliant Investment Holdings Limited | Addresses of individuals are not displayed. | 1,189,357,678 |
Zhang Shengfeng | Addresses of individuals are not displayed. | 1,189,357,678 |
Forever Flourish International Holdings Limited | Addresses of individuals are not displayed. | 1,189,357,678 |
Forever Shine Holdings Limited | Addresses of individuals are not displayed. | 1,189,357,678 |
Cheng Zuming | Addresses of individuals are not displayed. | 1,189,357,678 |
Mountain Dragon Investment Limited | Addresses of individuals are not displayed. | 1,189,357,678 |
Hamonious Composition Investment Holdings Limited | Addresses of individuals are not displayed. | 1,189,357,678 |
Total number of shares in which a director is interested under sections 317 and 318 | 1,189,357,678 |
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34.
Supplementary information: |
The director was granted 2,100,000 share options from the Company. The director is a party to an agreement under section 317 of SFO. Three of the parties to the agreement, and spouse of one of the parties to the agreement were each granted 2,100,000 share options from Cosmo Lady (China) Holdings Company Limited. The director is deemed to be interested in the share options granted to them.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
1
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Date of filing this Form 3A: |
03/11/2017 (dd/mm/yyyy)
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