FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20171025E00273
1.
Date of relevant event
:
20/10/2017
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01093
4.
Name of listed corporation
:
CSPC Pharmaceutical Group Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
6,243,018,403
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Cai
(
Other names
)
Dong Chen
10.
Name of director (Chinese)
:
蔡東晨
11.
Chinese Character Code as printed on HKID Card
:
559126392525
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1711
Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,852,363,534
30.60
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
1,852,363,534
29.67
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2101
Beneficial owner
Long position
86,538,000
2201
Interest of corporation controlled by you
Long position
1,765,825,534
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
True Ally Holdings Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Cai Dong Chen
100.00
Y
Long position
493,880,000
True Ally Holdings Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Cai Dong Chen
100.00
N
Long position
1,271,945,534
北京中宜和合眾投資管理中心(有限合伙)
北京中海淀區科學院南路2號C座602單元 (PRC)
Cai Dong Chen
33.33
N
Long position
1,058,016,034
Key Honesty Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
True Ally Holdings Limited
100.00
Y
Long position
213,929,500
March Rise Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
True Ally Holdings Limited
40.00
N
Long position
1,058,016,034
March Rise Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
北京中宜和合眾投資管理中心(有限合伙)
60.00
N
Long position
1,058,016,034
Massive Top Limited
3206, 32/F., Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong (Hong Kong)
True Ally Holdings Limited
10.00
N
Long position
1,058,016,034
Massive Top Limited
3206, 32/F., Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong (Hong Kong)
March Rise Limited
75.00
N
Long position
1,058,016,034
Massive Top Limited
3206, 32/F., Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong (Hong Kong)
北京中宜和合眾投資管理中心(有限合伙)
15.00
N
Long position
1,058,016,034
Massive Giant Group Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Massive Top Limited
100.00
Y
Long position
1,058,016,034
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
The total number of issued shares was increased from 6,054,018,403 to 6,243,018,403 by a placing of new shares under general mandate announced by CSPC Pharmaceutical Group Limited on 12 October 2017, the completion of which took place on 20 October 2017.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
25/10/2017
(dd/mm/yyyy)