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Form Serial Number: |
DA20171024E00086
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| 1.
Date of relevant event: |
20/10/2017
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00975 |
| 4.
Name of listed corporation: |
Mongolian Mining Corporation |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
10,291,767,865 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Jambaljamts |
| (Other names) |
Odjargal |
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|
| 10.
Name of director (Chinese): |
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| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
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| Short position |
| 1403 | You came to have a short position in the shares or the number of shares in which you have a short position increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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187,219,012 |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 3,693,241,531 | 35.89 |
| Short position | 36,679,681 | 0.36 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 3,693,241,531 | 35.89 |
| Short position | 223,898,693 | 2.18 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 3,693,241,531 | | Short position | 223,898,693 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Novel Holdings Group Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | Odjargal Jambaljamts | 100.00 | Y | |
| MCS (Mongolia) LLC | 15F, Central Tower, SBD-8, Ulaanbaatar 14200, Mongolia | Odjargal Jambaljamts | 50.42 | N | | Long position | 3,231,593,984 | | Short position | 223,898,693 |
|
| MCS Mining Group Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | MCS (Mongolia) LLC | 56.49 | Y | | Long position | 3,231,593,984 | | Short position | 223,898,693 |
|
| MCS Holding LLC | 15F, Central Tower, SBD-8, Ulaanbaatar 14200, Mongolia | MCS (Mongolia) LLC | 100.00 | N | | Long position | 1,406,196,576 | | Short position | 223,898,693 |
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| MCS Mining Group Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | MCS Holding LLC | 43.51 | Y | | Long position | 3,231,593,984 | | Short position | 223,898,693 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
MCS Mining Group Limited, the substantial shareholder of Mongolian Mining Corporation (HKSE:00975), has further pledged 187,219,012 shares of Mongolian Mining Corporation to International Finance Corporation to secure its fulfillment under a loan agreement. As a result, the short position of Odjargal Jambaljamts has increased as the substantial shareholder of MCS Mining Group Limited.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
24/10/2017
(dd/mm/yyyy)
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