FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20170927E00145
1. Date of relevant event: 21/09/2017
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later): 21/09/2017
(dd/mm/yyyy)
3. Stock code: 00196
4. Name of listed corporation: Honghua Group Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 5,355,056,900
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) ZHANG
(Other names) MI
10. Name of director (Chinese): 张弭 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1211The number of shares in which you are interested has reduced because:
you have ceased to be a member of a concert party group or a member of the concert party group has disposed of some of the shares
 
2401A concert party to an agreement to buy shares described in s.317(1)(a)
 
 
1,000,000  HKD    0.7809   
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,558,686,34029.10
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,557,686,34029.08
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position1,345,527,837
2101Beneficial owner
Long position18,077,000
2401A concert party to an agreement to buy shares described in s.317(1)(a)
Long position191,925,503
2202Interest of your spouse
Long position2,156,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4106Unlisted derivatives - Cash settled
07/03/200820/01/2018HKD1.00HKD3.830HKD3.8309,900,000
Long position
4106Unlisted derivatives - Cash settled
01/12/200914/04/2019HKD1.00HKD1.270HKD1.2703,937,000
Long position
4106Unlisted derivatives - Cash settled
02/07/201401/07/2024HKD1.00HKD1.960HKD1.9601,190,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
SpouseYI LANGLIN
Long position2,156,000
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
WEALTH AFFLUX LIMITEDP.O. BOX 3340, ROAD TOWN, TORTOLA, BRITISH VIRGIN ISLANDSEQUITY TRUSTEE LIMITED100.00N
Long position1,187,727,837
ALLY SMOOTH INVESTMENTS LIMITEDP.O. BOX 957, OFFSHORE INCORPORATIONS CENTRE, ROAD TOWN, TORTOLA, BRITISH VIRGIN ISLANDSWEALTH AFFLUX LIMITED100.00N
Long position1,187,727,837
AMPLE CHANCE INTERNATIONAL LIMITEDP.O. BOX 957, OFFSHORE INCORPORATIONS CENTRE, ROAD TOWN, TORTOLA, BRITISH VIRGIN ISLANDSALLY SMOOTH INVESTMENTS LIMITED36.00N
Long position1,187,727,837
ALLY GIANT LIMITEDP.O. BOX 957, OFFSHORE INCORPORATIONS CENTRE, ROAD TOWN, TORTOLA, BRITISH VIRGIN ISLANDSAMPLE CHANCE INTERNATIONAL LIMITED100.00Y
Long position1,187,727,837
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
THE ZYL FAMILY TRUSTAddresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position1,345,527,837
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
REN JIEAddresses of individuals are not displayed.42,348,200
LIU ZHIAddresses of individuals are not displayed.34,832,500
ZHENG YONGAddresses of individuals are not displayed.22,880,710
ZHANG XUAddresses of individuals are not displayed.15,430,806
AO PEIAddresses of individuals are not displayed.1,431,408
CHEN JUNAddresses of individuals are not displayed.2,965,599
FAN BINGAddresses of individuals are not displayed.20,355,000
ZHANG YANYONGAddresses of individuals are not displayed.1,495,800
WANG JIANGYANGAddresses of individuals are not displayed.8,153,600
TIAN DIYONGAddresses of individuals are not displayed.573,400
SHEN DINGJIANAddresses of individuals are not displayed.1,573,760
LIU XUETIAN (DECEASED)Addresses of individuals are not displayed.6,052,400
ZHOU BINGAddresses of individuals are not displayed.5,409,714
LU LANAddresses of individuals are not displayed.1,652,308
TIAN YUAddresses of individuals are not displayed.2,863,478
LI HANQIANGAddresses of individuals are not displayed.566,920
LIU YINGGUOAddresses of individuals are not displayed.264,000
LIU LULUAddresses of individuals are not displayed.1,404,900
ZUO HUIXIANAddresses of individuals are not displayed.21,671,000
Total number of shares in which a director is interested under sections 317 and 3181,379,653,340
 
34. Supplementary information:
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 3A: 27/09/2017
(dd/mm/yyyy)