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Form Serial Number: |
DA20170913E00048
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| 1.
Date of relevant event: |
11/09/2017
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00709 |
| 4.
Name of listed corporation: |
Giordano International Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,571,472,518 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Loynd |
| (Other names) |
Mark Alan |
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|
|
| 10.
Name of director (Chinese): |
羅學文 |
| 11.
Chinese Character Code as printed on HKID Card: |
501213312429 |
| |
| 24.
Details of relevant event: |
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|
Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1303 | There has been a change in nature of your interest in the shares because:
you have exercised rights to the shares under equity derivatives |
|
|
|
236,000 |
HKD |
|
|
3.7920 |
|
| Short position |
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|
|
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 6,300,000 | 0.40 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 6,300,000 | 0.40 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| | |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 04/03/2015 | 23/03/2024 | | | HKD | 5.000 | | | 200,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 04/03/2016 | 23/03/2024 | | | HKD | 5.000 | | | 300,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 10/03/2017 | 23/03/2024 | | | HKD | 5.000 | | | 400,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | 23/03/2024 | | | HKD | 5.000 | | | 500,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | 23/03/2024 | | | HKD | 5.000 | | | 600,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 10/03/2017 | 31/03/2025 | | | HKD | 3.792 | | | 64,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 11/08/2017 | 31/12/2026 | | | HKD | 4.180 | | | 1,332,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | 31/12/2026 | | | HKD | 4.180 | | | 1,332,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | 31/12/2026 | | | HKD | 4.180 | | | 1,336,000 |
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| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Box28: 500,000 options at exercise price of HK$5 (granted on 24 Mar 2014) and 1,332,000 options at an exercise price of HK$4.18 (granted on 6 Jan 2017) will be vested on the day after 2017 final results announcement, respectively; 1,336,000 options at exercise price of HK$4.18 (granted on 6 Jan 2017 will be vested on the day after 2018 interim results announcement; 600,000 options at exercise price of HK$5 (granted on 24 Mar 2014) will be vested on the day after 2018 final results announcement.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
13/09/2017
(dd/mm/yyyy)
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