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Form Serial Number: |
DA20170905E00121
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1.
Date of relevant event: |
05/09/2017 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
03638 |
4.
Name of listed corporation: |
Huabang Financial Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
3,856,560,000 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Lu |
(Other names) |
George |
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10.
Name of director (Chinese): |
陸建明 |
11.
Chinese Character Code as printed on HKID Card: |
712016962494 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1101 | The number of shares in which you are interested has increased because: you purchased the shares | |
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2201 | Interest of corporation controlled by you | |
4,992,000 |
HKD |
0.7400 |
0.7255 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 2,270,680,000 | 58.88 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 2,275,672,000 | 59.01 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2201 | Interest of corporation controlled by you |
| Long position | 2,190,672,000 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 21/12/2016 | 20/12/2019 | | | HKD | 0.550 | | | 28,333,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 21/12/2017 | 20/12/2019 | | | HKD | 0.550 | | | 28,333,333 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 21/12/2018 | 20/12/2019 | | | HKD | 0.550 | | | 28,333,334 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Forever Star Capital Limited | Sea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, Birtish Virgin Islands | George Lu & Shen Wei | 50.00 | Y | Long position | 2,190,672,000 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
05/09/2017 (dd/mm/yyyy)
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