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Form Serial No: |
DA20100222000144 |
| 1.
Name of listed corporation: |
Pacific Basin Shipping Ltd. |
| 2.
Stock code: |
02343 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
1,928,846,119 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Lee |
| (Other names) |
Kwok Yin Simon |
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| 8.
Name of director (Chinese): |
李國賢 |
| 9.
Chinese Character Code: |
262109486343 |
| 12.
Date of relevant event: |
19/02/2010
(dd/mm/yyyy)
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| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
|
| Long position |
122 |
209 |
209 |
330,000 |
HKD |
|
|
5.860 |
301 |
| Short position |
132 |
209 |
209 |
420,000 |
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| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 35,926,241 | 1.86 |
| Short Position | 7,124,000 | 0.37 |
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 35,596,241 | 1.85 |
| Short Position | 6,704,000 | 0.35 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| Nil | |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 408 | 07/08/2008 | 25/01/2013 | 19.21 | | | 810,692 |
| Long Position | 408 | 19/08/2008 | 25/01/2013 | 19.21 | | | 81,069 |
| Long Position | 408 | 20/08/2008 | 25/01/2013 | 19.21 | | | 810,692 |
| Long Position | 408 | 17/11/2008 | 25/01/2013 | 19.21 | | | 283,741 |
| Short Position | 411 | 17/03/2009 | 19/03/2010 | 5.37225 | | | 380,000 |
| Short Position | 411 | 30/04/2009 | 05/05/2010 | 5.10220 | | | 1,220,000 |
| Short Position | 411 | 30/04/2009 | 05/05/2010 | 5.07853 | | | 1,220,000 |
| Short Position | 411 | 05/05/2009 | 07/05/2010 | 5.59 | | | 1,220,000 |
| Short Position | 411 | 18/05/2009 | 20/05/2010 | 5.55563 | | | 1,464,000 |
| Short Position | 411 | 19/05/2009 | 21/05/2010 | 5.85950 | | | 1,200,000 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Lee Fung Kung Wah (Spouse) | | Long position | 35,596,241 | | Short position | 6,704,000 |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Nil | | | | | |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| (Private) | Addresses of individuals are not displayed. | 503 | | Long position | 35,434,103 | | Short position | 6,704,000 |
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| (Private) | Addresses of individuals are not displayed. | 503 | | Long position | 24,006,439 | | Short position | 3,352,000 |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
22/02/2010
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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