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Form Serial No: |
DA20091106000062 |
| 1.
Name of listed corporation: |
HKC (Holdings) Ltd. |
| 2.
Stock code: |
00190 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
8,545,146,423 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Tang |
| (Other names) |
Sau Wai Tom |
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|
| 8.
Name of director (Chinese): |
鄧守偉 |
| 9.
Chinese Character Code: |
677213430251 |
| 12.
Date of relevant event: |
31/10/2009
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
31/10/2009
(dd/mm/yyyy)
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| 14.
Details of relevant event: |
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|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
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After relevant event
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Highest price per share
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Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
136 |
|
201 |
1,500,000 |
HKD |
|
|
0.000 |
|
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|
| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 15,364,018 | 0.16 |
|
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 16,864,018 | 0.18 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| Nil | |
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| |
| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 405 | 22/05/2009 | 21/05/2011 | 0 | 0.360 | | 27,988 |
| Long Position | 405 | 30/11/2007 | 30/11/2009 | 0 | 1.770 | | 28,155 |
| Long Position | 409 | 15/12/2007 | 14/12/2016 | 1 | 1.291 | | 3,960,000 |
| Long Position | 409 | 15/12/2008 | 14/12/2016 | 1 | 1.291 | | 6,490,000 |
| Long Position | 409 | 15/12/2009 | 14/12/2016 | 1 | 1.291 | | 1,650,000 |
| Long Position | 409 | 01/02/2009 | 31/01/2018 | 1 | 1.505 | | 880,000 |
| Long Position | 409 | 01/02/2010 | 31/01/2018 | 1 | 1.505 | | 1,320,000 |
| Long Position | 409 | 01/02/2011 | 31/01/2018 | 1 | 1.505 | | 2,200,000 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Ng Siu Ling, Marcella | | Long position | 212,763 | | Short position | 0 |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Nil | | | | | |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
04/11/2009
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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