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Form Serial No: |
DA20091007000256 |
| 1.
Name of listed corporation: |
CIG Yangtze Ports PLC |
| 2.
Stock code: |
08233 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
1,170,146,564 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Chow |
| (Other names) |
Kwong Fai, Edward |
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| 8.
Name of director (Chinese): |
周光暉 |
| 9.
Chinese Character Code: |
071903422547 |
| 12.
Date of relevant event: |
05/10/2009
(dd/mm/yyyy)
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| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
|
| Long position |
121 |
205 |
205 |
2,000,000 |
HKD |
0.152 |
0.150 |
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| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 414,882,222 | 35.45 |
| Short Position | 189,000,000 | 16.15 |
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 412,882,222 | 35.28 |
| Short Position | 189,000,000 | 16.15 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| Nil | |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 10/11/2008 | 10/11/2011 | 1 | 0.064 | | 914,508 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Unbeatable Holdings Limited | Room 2909A Bank of America Tower, 12 Harcourt Road, Central, Hong Kong (British Virgin Islands) | Chow Kwong Fai, Edward | 100.00 | Y | | Long position | 265,662,455 | | Short position | 131,000,000 |
|
| Chow Holdings Limited | Room 2909A Bank of America Tower, 12 Harcourt Road, Central, Hong Kong (British Virgin Islands) | Chow Kwong Fai, Edward | 100.00 | Y | | Long position | 83,323,793 | | Short position | 46,000,000 |
|
| CIG China Holdings Limited | Room 2909A Bank of America Tower, 12 Harcourt Road, Central, Hong Kong (British Virgin Islands) | Chow Kwong Fai, Edward | 100.00 | Y | | Long position | 62,981,466 | | Short position | 12,000,000 |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
07/10/2009
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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