FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20090930000043
1.
Name of listed corporation
:
Goldin Financial Holdings Ltd.
2.
Stock code
:
00530
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
948,622,720
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Pan
(
Other names
)
Sutong
8.
Name of director (Chinese)
:
潘蘇通
9.
Chinese Character Code
:
338256856639
12.
Date of relevant event
:
29/09/2009
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
121
205
2,000,000
HKD
1.069
1.069
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
3,971,005,600
418.61
Short Position
758,334,800
79.94
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
3,973,005,600
418.82
Short Position
758,334,800
79.94
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
Nil
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
405
0.190
950,000,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Goldin Real Estate Financial Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Pan Sutong
100.00
N
Long position
3,849,420,600
Short position
758,334,800
Goldin Investment Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Goldin Real Estate Financial Holdings Limited
100.00
N
Long position
3,849,420,600
Short position
758,334,800
Goldin Global Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Goldin Investment Holdings Limited
100.00
Y
Long position
3,091,085,800
Short position
0
Clear Jade International Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Pan Sutong
100.00
Y
Long position
9,310,000
Short position
0
Goldin Financial Investment Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Goldin Investment Holdings Limited
100.00
N
Long position
758,334,800
Short position
758,334,800
Goldin Investment Advisers Limited
20 Floor, York House, The Landmark, 15 Queen's Road, Central, Hong Kong (Hong Kong)
Goldin Financial Investment Limited
100.00
N
Long position
758,334,800
Short position
758,334,800
Goldin Equities Limited
20 Floor, York House, The Landmark, 15 Queen's Road, Central, Hong Kong (Hong Kong)
Goldin Investment Advisers Limited
100.00
Y
Long position
758,334,800
Short position
758,334,800
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
29/09/2009
(dd/mm/yyyy)
26.
Number of attachments
:
0