FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20040113000021
1.
Name of listed corporation
:
C. P. Pokphand Co. Ltd.
2.
Stock code
:
00043
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
2,158,480,786
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Chearavanont
(
Other names
)
Dhanin
8.
Name of director (Chinese)
:
9.
Chinese Character Code
:
12.
Date of relevant event
:
30/12/2003
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
08/01/2004
(dd/mm/yyyy)
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
USD
Short position
131
205
114,005,850
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,079,462,834
49.72
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,079,462,834
49.72
Short Position
114,005,850
5.28
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
Nil
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
408
26/02/2003
25/02/2013
10
0.390
12,800,000
Short Position
405
30/12/2003
29/12/2008
0.090
114,005,850
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Perfect Investment Limited
80 Broad Street, Monrovia, Liberia. (Liberia)
Dhanin Chearavanont
50.00
N
Long position
428,441,073
Charoen Pokphand Holding Company Limited
P.O. Box 309, George Town, Grand Cayman, Cayman Islands, British West Indies. (Cayman Islands)
Charoen Pokphand Holding Company Limited
92.30
N
Long position
428,441,073
Charoen Pokphand (Hong Kong) Company Limited
P.O. Box 309, George Town, Grand Cayman, Cayman Islands, British West Indies. (Cayman Islands)
Charoen Pokphand Holding Company Limited
100.00
N
Long position
195,834,452
Charoen Pokphand Overseas Investment Company Limited
21/F., Far East Finance Centre, 16 Harcourt Road, Hong Kong. (Hong Kong)
Charoen Pokphand (Hong Kong) Company Limited
100.00
Y
Long position
195,834,452
Charoen Pokphand (China) Company Limited
P.O. Box 309, George Town, Grand Cayman, Cayman Islands, British West Indies. (Cayman Islands
Charoen Pokphand Holding Company Limited
100.00
N
Long position
232,606,621
Chia Tai International Investment Company Limited
21/F., Far East Finance Centre, 16 Harcourt Road, Hong Kong. (Hong Kong)
Charoen Pokphand (China) Company Limited
100.00
Y
Long position
232,606,621
C.P. Intertrade Co. Ltd.
313 Silom Road, C.P. Tower, Bangrak, Bangkok 10500, Thailand. (Thailand)
Dhanin Chearavanont
38.35
Y
Long position
114,005,850
Short position
114,005,850
CPI Holding Co., Ltd.
Omar Hodge Building, Wickhams Cay 1, P.O. Box 362, Road Town, Tortola, British Virgin Islands. (British Virgin Islands)
C.P. Intertrade Co., Ltd.
100.00
N
Long position
114,005,850
Short position
114,005,850
Pakeman Co. Inc.
80 Broad Street, Monrovia, Liberia. (Liberia)
Dhanin Chearavanont
33.50
Y
Long position
524,215,911
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
08/01/2004
(dd/mm/yyyy)
26.
Number of attachments
:
0