FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20090220000066
1.
Name of listed corporation
:
Lenovo Group Ltd.
2.
Stock code
:
00992
3.
Class of shares
:
Ordinary Voting
4.
Number of issued shares in class
:
9,211,369,406
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Coulter
(
Other names
)
James G.
8.
Name of director (Chinese)
:
9.
Chinese Character Code
:
12.
Date of relevant event
:
05/12/2008
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
18/02/2009
(dd/mm/yyyy)
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
121
201
2,040
USD
302
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
635,915,100
6.90
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
635,917,140
6.90
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
201
Long position
1,195,616
205
Long position
634,721,524
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
01/06/2007
01/06/2013
390,000
Long Position
409
01/06/2007
43,334
Long Position
409
01/06/2008
01/06/2014
297,000
Long Position
409
01/06/2008
66,000
Long Position
409
01/06/2009
01/06/2015
195,980
Long Position
409
01/06/2009
78,390
Long Position
411
634,721,524
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
TPG Advisors IV, Inc.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
James G. Coulter
50.00
N
Long position
314,942,605
TPG GenPar IV, L.P.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
TPG Advisors IV, Inc.
100.00
N
Long position
314,942,605
TPG Partners IV, L.P.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
TPG GenPar IV, L.P.
100.00
N
Long position
314,942,605
TPG IV Aquisition Company LLC
Corporation Trust Center, 1209 Orange Street, Wilmington, County of Castle, Delaware 19801
TPG Partners IV, L.P.
100.00
Y
Long position
314,942,605
Tarrant Capital Advisors, Inc.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
James G. Coulter
50.00
N
Long position
126,944,305
Tarrant Advisors, Inc.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
Tarrant Capital Advisors, Inc.
100.00
N
Long position
126,944,305
Newbridge Asia Advisors III, Inc.
M&C Corporate Services Limited, PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands
Tarrant Advisors, Inc.
50.00
N
Long position
126,944,305
Newbridge Asia GenPar III, L.P.
M&C Corporate Services Limited, PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands
Newbridge Asia Advisors III, Inc.
100.00
N
Long position
126,944,305
Newbridge Asia III, L.P.
M&C Corporate Services Limited, PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands
Newbridge Asia GenPar III, L.P.
100.00
N
Long position
126,944,305
Newbridge Asia Acquisition Company LLC
Corporation Trust Center, 1209 Orange Street, Wilmington, County of Castle, Delaware 19801
Newbridge Asia III, L.P.
100.00
Y
Long position
126,944,305
TPG Advisors III, Inc.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
James G. Coulter
50.00
N
Long position
101,555,444
TPG GenPar III, L.P.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
TPG Advisors III, Inc
100.00
N
Long position
101,555,444
TPG Partners III, L.P.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
TPG GenPar III, L.P.
100.00
N
Long position
101,555,444
TPG III Aquisition Company LLC
Corporation Trust Center, 1209 Orange Street, Wilmington, County of Castle, Delaware 19801
TPG Partners III, L.P.
79.39
Y
Long position
101,555,444
T3 Advisors II, Inc.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
James G. Coulter
50.00
N
Long position
91,279,170
T3 GenPar II, L.P.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
T3 Advisors II, Inc.
100.00
N
Long position
91,279,170
T3 Partners II, L.P.
301 Commerce Street, Suite 3300, Fort Worth, Texas 76102, E53; Place of incorporation: Delaware
T3 GenPar II, L.P.
100.00
N
Long position
91,279,170
T3 II Acquisition Company, LLC
Corporation Trust Center, 1209 Orange Street, Wilmington, County of Castle, Delaware 19801
T3 Partners II, L.P.
86.17
Y
Long position
91,279,170
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
20/02/2009
(dd/mm/yyyy)
26.
Number of attachments
:
1