|
Form Serial No: |
DA20090216000051 |
1.
Name of listed corporation: |
GOME Electrical Appliances Holding Ltd. |
2.
Stock code: |
00493 |
3.
Class of shares: |
Ordinary Shares |
4.
Number of issued shares in class: |
12,758,755,804 |
5.
Name of director (English) as printed on HKID/Passport: |
(Surname) |
Chen |
(Other names) |
Xiao |
|
|
|
8.
Name of director (Chinese): |
陳曉 |
9.
Chinese Character Code: |
|
12.
Date of relevant event: |
02/02/2009 (dd/mm/yyyy)
|
13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
11/02/2009 (dd/mm/yyyy)
|
|
14.
Details of relevant event: |
|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
Long position |
136 |
205 |
|
14,440,000 |
HKD |
|
|
|
|
Short position |
136 |
205 |
|
14,440,000 |
|
|
|
|
|
|
|
15.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 929,128,064 | 7.28 |
Short Position | 756,000,000 | 5.93 |
|
|
16.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 914,688,064 | 7.17 |
Short Position | 741,560,000 | 5.81 |
|
|
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
Code describing capacity | Number of shares |
205 | Long position | 526,128,574 | Short position | 379,159,628 |
|
207 | Long position | 388,559,490 | Short position | 362,400,372 |
|
|
|
18.
Further information in respect of derivative interests in listed corporation: |
Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
Short Position | 411 | | | | | | 632,000,000 |
Short Position | 411 | | | | | | 25,560,000 |
Short Position | 409 | | | | | | 20,000,000 |
Short Position | 409 | | | | | | 64,000,000 |
|
|
19.
Further information in relation to interests of children under 18 and/or spouse: |
Name of child/spouse | Number of shares |
Nil | |
|
|
20.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
Retail Management Company Limited | Romasco Place, Wickhams Cay 1, P.O. Box 3410, Road Town, Tortola, British Virgin Islands | 陳曉 | 72.59 | Y | Long position | 914,688,064 | Short position | 741,560,000 |
|
|
|
21.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Nil | | |
|
|
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
The Retail Management Trust | Addresses of individuals are not displayed. | 501 | Long position | 379,159,628 | Short position | 362,400,372 |
|
|
|
23.
Further information from a party to an agreement under Section 317: |
Names of other parties | Address | Number of shares |
Nil | | |
Total number of shares in which substantial shareholder is interested under section 317 and 318: |
|
|
|
24.
Date of filing this Form 3A: |
13/02/2009 (dd/mm/yyyy)
|
26.
Number of attachments: |
0 |
|