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Form Serial No: |
DA20031215000021 |
1.
Name of listed corporation: |
Wah Tak Fung Holdings Ltd. |
2.
Stock code: |
00297 |
3.
Class of shares: |
Ordinary Shares |
4.
Number of issued shares in class: |
3,664,498,284 |
5.
Name of director (English) as printed on HKID/Passport: |
(Surname) |
Chu |
(Other names) |
David Yu Lin |
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8.
Name of director (Chinese): |
朱幼麟 |
9.
Chinese Character Code: |
261216357792 |
12.
Date of relevant event: |
10/12/2003 (dd/mm/yyyy)
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13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
136 |
201 |
201 |
1,858,477,633 |
HKD |
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Short position |
131 |
201 |
201 |
1,858,477,633 |
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15.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 2,123,179,598 | 57.94 |
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16.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 2,123,179,598 | 57.94 |
Short Position | 1,858,477,633 | 50.72 |
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17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
Code describing capacity | Number of shares |
201 | Long position | 1,712,153,930 | Short position | 1,693,477,633 |
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204 | Long position | 246,025,668 | Short position | 0 |
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205 | Long position | 165,000,000 | Short position | 165,000,000 |
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18.
Further information in respect of derivative interests in listed corporation: |
Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
Long Position | 409 | 01/02/2002 | 31/01/2005 | 1 | 0.255 | | 5,800,000 |
Long Position | 409 | 01/02/2002 | 31/01/2005 | 1 | 0.255 | | 5,800,000 |
Long Position | 411 | 27/02/2002 | 26/02/2005 | 103000000 | | | 1,030,000,000 |
Short Position | 406 | 10/12/2003 | 09/12/2006 | 26786000 | 0.026 | | 1,030,000,000 |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Name of child/spouse | Number of shares |
Chu Ho Miu Hing | |
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20.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
Manta Corporation (in the capacity as trustee of Manta Trust) | Mercury House, Tufakimoa Road, Rarotonga, Cook Island | Manta Trust (a discretionary trust, the beneficaries of which include | 100.00 | N | Long position | 165,000,000 | Short position | 165,000,000 |
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Hunter Valley Group Ltd. | Offices of Offshore Incorporations Ltd., P.O. Box 957, Offshore Incorporations Centre, Road Town, British Virgin Islands | Manta Corporation | 100.00 | N | Long position | 165,000,000 | Short position | 165,000,000 |
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Quizzical Holdings Ltd. | Offices of Offshore Incorporations Ltd., P.O. Box 957, Offshore Incorporations Centre, Road Town, British Virgin Islands | Hunter Valley Group Ltd. | 50.00 | Y | Long position | 165,000,000 | Short position | 165,000,000 |
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21.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Nil | | |
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22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
Manta Trust (a discretionary trust, the beneficaries of which includes David Chu & his present children | Addresses of individuals are not displayed. | 502 | Long position | 165,000,000 | Short position | 165,000,000 |
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23.
Further information from a party to an agreement under Section 317: |
Names of other parties | Address | Number of shares |
Nil | | |
Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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24.
Date of filing this Form 3A: |
12/12/2003 (dd/mm/yyyy)
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26.
Number of attachments: |
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