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Form Serial No: |
DA20080922000246 |
| 1.
Name of listed corporation: |
Celestial Asia Securities Holdings Ltd. |
| 2.
Stock code: |
01049 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
180,505,148 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Kwan |
| (Other names) |
Pak Hoo Bankee |
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| 8.
Name of director (Chinese): |
關百豪 |
| 9.
Chinese Character Code: |
707041026275 |
| 12.
Date of relevant event: |
18/09/2008
(dd/mm/yyyy)
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| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
|
Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
|
| Long position |
121 |
|
209 |
254,000 |
HKD |
1.250 |
1.232 |
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| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 64,444,512 | 35.70 |
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 64,698,512 | 35.84 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 209 | | Long position | 63,398,512 | | Short position | 0 |
|
| 201 | | Long position | 1,300,000 | | Short position | 0 |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 13/11/2006 | 12/11/2008 | 1.000 | 1.615 | 0.000 | 800,000 |
| Long Position | 409 | 06/06/2007 | 31/05/2009 | 1.000 | 2.450 | 0.000 | 500,000 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Jeffnet Inc | 21/F The Center, 99 Queen's Road Central, Hong Kong (incorporated in the British Virgin Islands) | Family trust of Kwan Pak Hoo Bankee | 100.00 | N | | Long position | 63,398,512 | | Short position | 0 |
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| Hobart Assets Limited | 21/F The Center, 99 Queen's Road Central, Hong Kong (incorporated in the British Virgin Islands) | Jeffnet Inc | 100.00 | N | | Long position | 63,398,512 | | Short position | 0 |
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| Cash Guardian Limited | 21/F The Center, 99 Queen's Road Central, Hong Kong (incorporated in the British Virgin Islands) | Hobart Assets Limited | 100.00 | Y | | Long position | 63,398,512 | | Short position | 0 |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Jeffnet Inc | Addresses of individuals are not displayed. | 503 | | Long position | 63,398,512 | | Short position | 0 |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
18/09/2008
(dd/mm/yyyy)
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| 26.
Number of attachments: |
0 |
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