FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20170803000004
1.
Name of listed corporation
:
Gold-Finance Holdings Ltd.
2.
Stock code
:
01462
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
4,000,000,000
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Wei
(
Other names
)
Jie
8.
Name of director (Chinese)
:
韋杰
9.
Chinese Character Code
:
12.
Date of relevant event
:
28/07/2017
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
136
201
201
2,200,000,000
HKD
0.000
301
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
3,002,500,000
75.06
Short Position
2,200,000,000
55.00
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
3,002,500,000
75.06
Short Position
2,200,000,000
55.00
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
Nil
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
17/02/2017
16/02/2027
1.000
2.000
2,500,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
寧波和澤潤實業投資有限公司
No.3-1, 319, Building 021, No. 26 Zouma Street, Cicheng County, Jiangbei District, Ningbo City, Zhejiang Province, PRC
Wei Jie
95.78
N
Long position
2,200,000,000
Short position
2,200,000,000
浙江金誠資產管理有限公司
No. 18-1, Jiashan Xincun Shangtang Road, Gongshu District, Hangzhou City, Zhejiang Province, PRC
寧波和澤潤實業投資有限公司
100.00
N
Long position
2,200,000,000
Short position
2,200,000,000
Gold-Finance Industrial Group Co., Limited
Room 1109, 11/F, Witty Comm Bldg, 1A-1L Tung Choi Street Mong Kok, Kowloon, Hong Kong
浙江金誠資產管理有限公司
100.00
N
Long position
2,200,000,000
Short position
2,200,000,000
Gold-Finance (Hong Kong) Asset Management Limited
Flat, 2806-2807, 28/F, Champion Tower, 3 Garden Road, Central, Hong Kong
Gold-Finance Industrial Group Co., Limited
100.00
Y
Long position
2,200,000,000
Short position
2,200,000,000
Hengyuan Holdings Group Co., Ltd
Jayla Place, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands
Wei Jie
100.00
N
Long position
800,000,000
Gold-Finance (Holdings) Group Co. Limited
Clifton House, 75 Fort Street, Grand Cayman KY-1108, Cayman Islands
Hengyuan Holdings Group Co., Ltd
45.51
Y
Long position
800,000,000
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
02/08/2017
(dd/mm/yyyy)
26.
Number of attachments
: