FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20170623000065
1.
Name of listed corporation
:
Viva China Holdings Ltd.
2.
Stock code
:
08032
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
8,789,664,726
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Li
(
Other names
)
Ning
8.
Name of director (Chinese)
:
李寧
9.
Chinese Character Code
:
26211337
12.
Date of relevant event
:
21/06/2017
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
124
201
1,500,000
HKD
0.500
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
8,242,951,151
93.99
Short Position
544,241,573
6.21
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
8,242,951,151
93.78
Short Position
544,241,573
6.19
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
8,212,443,151
Short position
544,241,573
201
Long position
30,508,000
Short position
0
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
02/07/2015
01/07/2018
0.500
1,500,000
Long Position
409
02/07/2016
01/07/2019
0.500
1,500,000
Long Position
409
0.325
2,400,000,000
Long Position
409
20/01/2017
19/01/2019
0.800
3,000,000
Long Position
409
20/01/2018
19/01/2020
0.800
1,500,000
Long Position
409
20/01/2019
19/01/2021
0.800
1,500,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Dragon City Management (PTC) Limited
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Ning
60.00
Y
Long position
3,351,440,000
Short position
0
Ace Leader Holdings Limited
Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (British Virgin Islands)
Li Ning
100.00
N
Long position
2,728,582,769
Short position
0
Victory Mind Assets Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Ace Leader Holdings Limited
57.00
Y
Long position
2,728,582,769
Short position
0
Lead Ahead Limited
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Ning
60.00
Y
Long position
2,132,420,382
Short position
544,241,573
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
(Private)
Addresses of individuals are not displayed.
503
Long position
3,351,440,000
Short position
0
(Private)
Addresses of individuals are not displayed.
503
Long position
2,728,582,769
Short position
0
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
23/06/2017
(dd/mm/yyyy)
26.
Number of attachments
:
0