繁简
 
FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
 
Form Serial No: DA20170420000108
1. Name of listed corporation: United Photovoltaics Group Ltd. 
2. Stock code: 00686
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 7,447,289,287
5. Name of director (English) as printed on HKID/Passport:
(Surname) Li
(Other names) Alan
8. Name of director (Chinese): 李原 
9. Chinese Character Code: 26210626
12. Date of relevant event: 12/04/2017
(dd/mm/yyyy)
13. Date when director became aware of the relevant event/ interest in the shares (if later):
 
14. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position  136        HKD         
 
15. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position2,380,458,99733.17
 
16. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position2,380,458,99731.96
 
17. Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only):
Code describing capacityNumber of shares
201
Long position19,005,000
205
Long position679,412,600
211
Long position1,682,041,397
 
18. Further information in respect of derivative interests in listed corporation:
Code describing derivatives Exercise period Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsPrice for grantExercise pricePrice on assignment 
Long Position40908/01/201607/01/2020 1.000 1,800,000
Long Position40908/01/201707/01/2020 1.000 1,800,000
Long Position40908/01/201807/01/2020 1.000 2,400,000
Long Position40928/01/201727/01/2021 0.564 900,000
Long Position40928/01/201827/01/2021 0.564 900,000
Long Position40928/01/201927/01/2021 0.564 1,200,000
 
19. Further information in relation to interests of children under 18 and/or spouse:
Name of child/spouseNumber of shares
Nil 
 
20. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
Pairing Venture LimitedP.O. Box 146, Road Town, Tortola, British Virgin IslandsAlan Li100.00Y
Long position18,173,487
Pairing Venture LimitedP.O. Box 146, Road Town, Tortola, British Virgin IslandsAlan Li100.00N
Long position661,239,113
Magicgrand Group LimitedTrident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin IslandsPairing Venture Limited61.17Y
Long position661,239,113
 
21. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
 
22. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Nil  
 
23. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
New Energy Exchange LimitedCodan Trust Company (Cayman) Limited, Cricket Square, Hutchins Drive, PO Box 2681, Grand Cayman, KY1-1111, Cayman Islands333,477,449
China Green Holdings LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands2,205,621
Sino Arena Investments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands63,568,708
Snow Hill Developments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands702,845,369
China Merchants New Energy Group LimitedTrident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands579,944,250
Total number of shares in which substantial shareholder is interested under section 317 and 318: 1,682,041,397
 
24. Date of filing this Form 3A: 19/04/2017
(dd/mm/yyyy)
26. Number of attachments: 0