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Form Serial No: |
DA20170303000186 |
| 1.
Name of listed corporation: |
DTXS Silk Road Investment Holdings Co. Ltd. |
| 2.
Stock code: |
00620 |
| 3.
Class of shares: |
Ordinary 普通股 |
| 4.
Number of issued shares in class: |
555,137,692 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Lu |
| (Other names) |
Jianzhong |
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|
| 8.
Name of director (Chinese): |
呂建中 |
| 9.
Chinese Character Code: |
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| 12.
Date of relevant event: |
01/03/2017
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
121 |
|
205 |
51,020,312 |
HKD |
|
|
3.200 |
302 |
| |
|
| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 329,180,424 | 65.30 |
|
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 380,200,736 | 68.49 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 201 | |
| 205 | |
|
| |
| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 28/01/2017 | 27/01/2026 | 1.000 | 3.000 | 0.000 | 1,400,000 |
| Long Position | | 28/01/2018 | 27/01/2026 | | | | 1,050,000 |
| Long Position | | 28/01/2019 | 27/01/2026 | | | | 1,050,000 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| |
| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| 大唐西市文化產業投資集團有限公司 | 中國西安市高新區高科廣場幢2501號, (The People's Republic of China) | Lu Jianzhong | 50.60 | N | |
| Da Tang Xi Shi International Group Limited 大唐西市國際集團有限公司 | Room 2506A, 25/F, Bank of America Tower, 12 Harcourt Road, Central, Hong Kong (Hong Kong) | 大唐西市文化產業投資集團有限公司 | 100.00 | N | |
| Da Tang Xi Shi International Holdings Limited 大唐西市國際控股有限公司 | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Da Tang Xi Shi International Group Limited 大唐西市國際集團有限公司 | 100.00 | Y | |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
03/03/2017
(dd/mm/yyyy)
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| 26.
Number of attachments: |
0 |
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