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|
Form Serial No: |
DA20161208000199 |
| 1.
Name of listed corporation: |
SMIT Holdings Ltd. |
| 2.
Stock code: |
02239 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
301,839,808 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Huang |
| (Other names) |
Xueliang |
|
|
|
| 8.
Name of director (Chinese): |
黃學良 |
| 9.
Chinese Character Code: |
780613315328 |
| 12.
Date of relevant event: |
05/12/2016
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
|
| |
| 14.
Details of relevant event: |
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|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
121 |
|
205 |
127,652,454 |
HKD |
|
|
2.220 |
301 |
| |
|
| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 43,607,445 | 14.45 |
|
| |
| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 171,259,899 | 56.74 |
|
| |
| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 201 | | Long position | 12,079,833 | | Short position | 0 |
|
| 205 | | Long position | 157,575,066 | | Short position | 0 |
|
| 201 | | Long position | 1,605,000 | | Short position | 0 |
|
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| |
| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 09/03/2010 | 08/03/2018 | 0.000 | 0.010 | | 36,904 |
| Long Position | 409 | 09/03/2010 | 08/03/2018 | 0.000 | 0.010 | | 73,807 |
| Long Position | 409 | 09/03/2012 | 08/03/2018 | 0.000 | 0.010 | | 590,454 |
| Long Position | 409 | 26/07/2013 | 08/03/2018 | 0.000 | 0.040 | | 1,476,134 |
| Long Position | 409 | 05/03/2014 | 15/05/2019 | 0.000 | 0.040 | | 1,476,134 |
| Long Position | 409 | 01/09/2014 | 31/08/2020 | 0.000 | 0.540 | | 4,578,278 |
| Long Position | 409 | 01/03/2015 | 01/03/2021 | 0.000 | 1.060 | | 2,372,208 |
| Long Position | 409 | 30/09/2016 | 25/04/2022 | 0.000 | 0.620 | | 737,847 |
| Long Position | 409 | 01/08/2017 | 31/07/2023 | 0.000 | 0.560 | | 738,067 |
|
| |
| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
|
| |
| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Infortune International Limited | P.O. Box 957, Offshore Incorporations Center, Road Town, Tortola, British Virgin Islands | Huang Xueliang | 100.00 | Y | | Long position | 13,965,149 | | Short position | 0 |
|
| Statemicroelectronics International Co., Ltd. | P.O. Box 957, Offshore Incorporations Center, Road Town, Tortola, British Virgin Islands | Huang Xueliang | 50.00 | Y | | Long position | 15,957,463 | | Short position | 0 |
|
| Green Flourish Limited | P.O. Box 957, Offshore Incorporations Center, Road Town, Tortola, British Virgin Islands | Huang Xueliang | 100.00 | Y | | Long position | 127,652,454 | | Short position | 0 |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
|
| |
| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
|
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| 24.
Date of filing this Form 3A: |
08/12/2016
(dd/mm/yyyy)
|
| 26.
Number of attachments: |
0 |
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